Hedge Fund Database

FFG RETIREMENT COUNSELING

FFG RETIREMENT ADVISORS LLC Legal Name

Adviser information for FFG RETIREMENT COUNSELING last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 677 $175.5M
Non-Discretionary 0 $0
Total 677 $175.5M

Clients

Type Number RAUM
Individuals 76 $30.2M
HNW Individuals 68 $145.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 96
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 160.7M
Portfolio Manager to Program Sponsor
FFG RETIREMENT COUNSELING WRAP FEE PROGRAM FFG RETIREMENT COUNSELING

Identifiers

SEC RIA File Number 801-119392
SEC ERA File Number 801-119392
SEC CIK Numbers 1966438
SEC CRD Numbers 308305
Legal Entity Identifier None

Principal Office

5975 SOUTH QUEBEC STREET
SUITE 130
CENTENNIAL
CO
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (303) 327-8100, Fax: (303) 327-8101

Websites

www.ffgretirement.com twitter.com/ffgretirement www.facebook.com/ffgretirement www.linkedin.com/company/ffg-retirement-counseling

Chief Compliance Officer

SEAN O'REILLY
PARTNER
5975 SOUTH QUEBEC STREET
SUITE 130
CENTENNIAL
CO
United States
Tel: (303) 327-8100
Fax: (303) 327-8101
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
O'REILLY, SEAN, TERRANCE Individual – PARTNER AND CHIEF COMPLIANCE OFFICER 07/2020 < 5%
BARNETT, BLAKE, VAUGHAN Individual – PARTNER 07/2020 < 5%
FFG RETIREMENT, INC. Domestic Entity – MANAGING MEMBER 08/2020 > 75%
O'REILLY, SEAN, TERRANCE Individual FFG RETIREMENT, INC. PRESIDENT 08/2020 50-75%
BARNETT, BLAKE, VAUGHAN Individual FFG RETIREMENT, INC. SECRETARY 08/2020 50-75%

No. Employees, Historic

10502020202120222023202420254 on 8/3/20204 on 8/7/20204 on 9/3/20203 on 9/14/20203 on 11/2/20203 on 11/5/20204 on 3/4/20214 on 4/22/20215 on 3/9/20225 on 10/3/20225 on 2/23/20235 on 10/31/20235 on 1/23/2024

RAUM, Historic

200M100M02020202120222023202420250 on 8/3/20200 on 8/7/20200 on 9/3/20200 on 9/14/2020116282127 on 11/2/2020116282127 on 11/5/2020125665486 on 3/4/2021125665486 on 4/22/2021159242923 on 3/9/2022159242923 on 10/3/2022154554721 on 2/23/2023154554721 on 10/31/2023175469049 on 1/23/2024

No. Clients, Historic

20010002020202120222023202420250 on 8/3/20200 on 8/7/20200 on 9/3/20200 on 9/14/2020132 on 11/2/2020132 on 11/5/2020129 on 3/4/2021129 on 4/22/2021160 on 3/9/2022160 on 10/3/2022146 on 2/23/2023146 on 10/31/2023144 on 1/23/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
WISDOMTREE TR CURRNCY INT EQ 4M 114K –
ISHARES TR TRS FLT RT BD 3M 49K –
ISHARES TR TIPS BD ETF 2M 18K –
JANUS DETROIT STR TR HENDRSN SHRT ETF 5M 107K –
WISDOMTREE TR INTL QULTY DIV 228K 6K –
JOHN HANCOCK EXCHANGE TRADED MULTI INTL ETF 3M 81K –
ISHARES TR US INFRASTRUC 425K 10K –
GRAHAM CORP COM 2M 72K –
ISHARES INC MSCI EMRG CHN 2M 26K –
ALPS ETF TR ALERIAN MLP 2M 47K –
VANGUARD WORLD FD CONSUM STP ETF 3M 13K –
VANGUARD WORLD FD INF TECH ETF 1M 2K –
BLACKROCK ETF TRUST US EQT FACTOR 5M 97K –
ISHARES TR EAFE GRWTH ETF 3M 26K –
SCHWAB STRATEGIC TR 5 10YR CORP BD 2M 54K –
SCHWAB STRATEGIC TR US AGGREGATE B 11M 251K –
ISHARES TR EAFE VALUE ETF 3M 47K –
ISHARES TR US TREAS BD ETF 3M 132K –
WISDOMTREE TR US SMALLCAP DIVD 2M 50K –
LOOP MEDIA INC COM NEW 1K 13K –
ISHARES TR GNMA BOND ETF 650K 15K –
WISDOMTREE TR US TOTAL DIVIDND 4M 63K –
WISDOMTREE TR INTL SMCAP DIV 2M 24K –
PEAKSTONE REALTY TRUST COMMON SHARES 223K 21K –
ISHARES INC CORE MSCI EMKT 670K 13K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 3M 52K –
WISDOMTREE TR US QTLY DIV GRT 5M 67K –
WISDOMTREE TR US HIGH DIVIDEND 3M 35K –
VANGUARD BD INDEX FDS INTERMED TERM 1M 14K –
WISDOMTREE TR US MIDCAP DIVID 1M 32K –
ISHARES TR MSCI USA QLT FCT 5M 30K –
ISHARES TR U.S. TECH ETF 2M 15K –
ISHARES TR S&P 500 VAL ETF 2M 13K –
ISHARES TR S&P 500 GRWT ETF 4M 41K –
ISHARES TR MBS ETF 7M 78K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 5M 40K –
ISHARES TR HDG MSCI EAFE 1M 36K –
VANGUARD WORLD FD UTILITIES ETF 4M 26K –
WISDOMTREE TR EMER MKT HIGH FD 2M 36K –
ISHARES TR 20 YR TR BD ETF 3M 32K –
SPDR SER TR PORTFOLIO S&P500 16M 256K –
ISHARES TR CORE TOTAL USD 11M 241K –
WISDOMTREE TR EMG MKTS SMCAP 2M 30K –
ISHARES TR GLOBAL ENERG ETF 401K 10K –
ISHARES TR JPMORGAN USD EMG 2M 22K –
ISHARES TR CONV BD ETF 1M 19K –