THREE CORD TRUE WEALTH MANAGEMENT, LLC
Adviser information for THREE CORD TRUE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 639 | $187.4M |
| Non-Discretionary | 1 | $3.8M |
| Total | 640 | $191.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 238 | $47.5M |
| HNW Individuals | 160 | $141.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $1.8M |
| Charitable organizations | <5 | $506,452 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $351,540 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 45 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agentAccountant or accounting firm |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 191.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| 3CTWM II WRAP FEE PROGRAM | THREE CORD TRUE WEALTH MANAGEMENT, LLC |
Identifiers
| SEC RIA File Number | 801-119394 |
|---|---|
| SEC ERA File Number | 801-119394 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307480 |
| Legal Entity Identifier | None |
Principal Office
535 THIRD STREETBEAVER
PA
United States
Monday - Friday, 9:00-5:00
Tel: 724-683-3456, Fax: None
Chief Compliance Officer
AMANDA LEE ALBANESE
535 THIRD STREET
BEAVER
PA
United States
Tel:
724-683-3447
A********@***************M
(Full email address available in API data)
Regulatory Contact
TOD ARBUTINA
PARTNER
535 THIRD STREET
BEAVER
PA
United States
Tel:
724-683-3456
T********@***************M
(Full email address available in API data)
Industry Affiliates
| THREE CORD TRUE WEALTH TAX SOLUTIONS LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARBUTINA, TOD, REED | Individual | – | PRESIDENT | 07/2020 | < 5% |
| ARBUTINA, TOD, REED | Individual | THREE CORD TRUE WEALTH HOLDINGS, LLC | OWNER AND PRESIDENT | 01/2022 | 50-75% |
| ELLSWORTH, JOHN, PATRICK | Individual | THREE CORD TRUE WEALTH HOLDINGS, LLC | OWNER | 01/2022 | 25-50% |
| THREE CORD TRUE WEALTH HOLDINGS, LLC | Domestic Entity | – | OWNER | 01/2022 | > 75% |
| Albanese, Amanda, Lee | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |