LEATHERBACK ASSET MANAGEMENT, LLC
Adviser information for LEATHERBACK ASSET MANAGEMENT, LLC last updated from Form ADV on January 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $61.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $61.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $61.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119407 |
|---|---|
| SEC ERA File Number | 801-119407 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310252 |
| Legal Entity Identifier | None |
Principal Office
2000 PGA BLVDSUITE 4440
PALM BEACH GARDENS
FL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 561-389-5809, Fax: None
Chief Compliance Officer
MICHAEL J. WINTER
CEO
2000 PGA BLVD.
SUITE 4440
PALM BEACH GARDENS
FL
United States
Tel:
561-389-5809
M******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WINTER, MICHAEL, J | Individual | – | CEO/CCO | 07/2020 | < 5% |
| SUZOR, WILLIAM, WESLEY | Individual | – | PRESIDENT | 11/2020 | < 5% |
| AFFTON INVESTMENTS LLC | Domestic Entity | – | OWNER | 12/2023 | > 75% |
| WINTER, MICHAEL, J | Individual | AFFTON INVESTMENTS LLC | OWNER | 12/2023 | > 75% |