TRINARY CAPITAL, LLC
Adviser information for TRINARY CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $3.2M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $3.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $1.4M |
| HNW Individuals | <5 | $1.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119408 |
|---|---|
| SEC ERA File Number | 801-119408 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310183 |
| Legal Entity Identifier | None |
Principal Office
2928 MONOGRAM AVENUELONG BEACH
CA
United States
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: 714-768-3903, Fax: None
Chief Compliance Officer
JEFFREY MICHAEL WISEMAN
2928 MONOGRAM AVENUE
LONG BEACH
CA
United States
Tel:
(312) 590-7860
J**********@*****************M
(Full email address available in API data)
Regulatory Contact
RUDOLPH KLAPPER
CHIEF LEGAL OFFICER
2105 E OCEAN BLVD UNIT 17
LONG BEACH
CA
United States
Tel:
3233330291
R**********@*****************M
(Full email address available in API data)
Industry Affiliates
| THE CASTORENA GROUP INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Horton, Jeremy, Joseph | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2020 | 50-75% |
| Klapper, Rudolph, Graham | Individual | – | CHIEF LEGAL OFFICER | 04/2023 | 5-10% |
| Wheaton, Keith, Patrick | Individual | – | CHIEF OPERATING OFFICER | 03/2020 | 5-10% |
| Thurston, Henry, Matthew | Individual | – | CHIEF INVESTMENT OFFICER | 03/2024 | 5-10% |
| Castorena, Brian | Individual | – | CHIEF FINANCIAL OFFICER | 03/2020 | 5-10% |
| Wiseman, Jeffrey, Michael | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | 5-10% |
| Swob, Tyler, Douglas | Individual | – | MEMBER | 02/2023 | 5-10% |