WILLIAMS FINANCIAL GROUP
WFG CAPITAL ADVISORS, LLC Legal Name
Adviser information for WILLIAMS FINANCIAL GROUP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 486 | $270.1M |
| Non-Discretionary | 5 | $7.6M |
| Total | 491 | $277.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 351 | $96.3M |
| HNW Individuals | 134 | $173.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $7.6M |
| Charitable organizations | 1 | $113,127 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 247.9M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WILLIAMS FINANCIAL GROUP WRAP FEE PROGRAM | WILLIAMS FINANCIAL GROUP |
Principal Office
2616-A DAUPHIN STREETMOBILE
AL
United States
Monday - Friday, 8:30 - 4:30
Tel: 251-473-2120, Fax: None
Chief Compliance Officer
MATT WILLIAMS
CHIEF COMPLIANCE OFFICER
2616-A DAUPHIN ST
MOBILE
AL
United States
Tel:
251.473.2120
M***@**************M
(Full email address available in API data)
Regulatory Contact
BILLY WILLIAMS
PARTNER
2616-A DAUPHIN ST
MOBILE
AL
United States
Tel:
251.473.2120
B****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILLIAMS, BILLY, RAY | Individual | – | MANAGING PARTNER | 06/2020 | 50-75% |
| WILLIAMS, MATT, ANDREW | Individual | – | MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | 06/2020 | 50-75% |