TCN PRIVATE WEALTH MANAGEMENT LLC

Adviser information for TCN PRIVATE WEALTH MANAGEMENT LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 20 $94.0M
Non-Discretionary 2 $9.2M
Total 22 $103.2M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 11 $103.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 27

Services

Advisory Services Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 49.5M
Portfolio Manager 0
Both for Same 0
Portfolio Manager to Program Sponsor
TCN PRIVATE WEALTH MANAGEMENT WRAP FEE PROGRAM TCN PRIVATE WEALTH MANAGEMENT LLC

Identifiers

SEC RIA File Number 801-119416
SEC ERA File Number 801-119416
SEC CIK Numbers None
SEC CRD Numbers 310464
Legal Entity Identifier None

Principal Office

150 EAST 49TH STREET
APT 5C
NEW YORK
NY
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: (917) 494-9304, Fax: None

Chief Compliance Officer

TIMOTHY C. NEALE
PRINCIPAL
150 EAST 49TH STREET
APT 5C
NEW YORK
NY
United States
Tel: (917) 494-9304
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NEALE, TIMOTHY, CHARLES Individual PRINCIPAL AND CHIEF COMPLIANCE OFFICER 08/2020 > 75%

No. Employees, Historic

10502020202120222023202420251 on 8/8/20201 on 8/13/20201 on 11/13/20201 on 11/13/20201 on 1/4/20211 on 3/4/20211 on 9/1/20211 on 9/29/20211 on 2/9/20221 on 2/2/20231 on 3/7/2024

RAUM, Historic

200M100M02020202120222023202420250 on 8/8/20200 on 8/13/20200 on 11/13/20200 on 11/13/202045983657 on 1/4/202145983657 on 3/4/202145983657 on 9/1/202145983657 on 9/29/202156621692 on 2/9/202280010464 on 2/2/2023103200779 on 3/7/2024

No. Clients, Historic

201002020202120222023202420250 on 8/8/20200 on 8/13/20200 on 11/13/20200 on 11/13/20200 on 1/4/20210 on 3/4/20210 on 9/1/20210 on 9/29/20210 on 2/9/202211 on 2/2/202311 on 3/7/2024