ALAETHES WEALTH, LLC
Adviser information for ALAETHES WEALTH, LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 188 | $372.1M |
| Non-Discretionary | 7 | $13.9M |
| Total | 195 | $385.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 16 | $5.0M |
| HNW Individuals | 69 | $379.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $1.3M |
| Charitable organizations | 1 | $311,857 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-119436 |
|---|---|
| SEC ERA File Number | 801-119436 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304920 |
| Legal Entity Identifier | None |
Principal Office
1322 WINDING WAYGLENBROOK
NV
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 858-735-9685, Fax: None
Websites
Chief Compliance Officer
CANDISE HOLMLUND
MANAGING MEMBER
1322 WINDING WAY
GLENBROOK
NV
United States
Tel:
858-735-9685
C******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE HOLMLUND FAMILY TRUST DATED 8.5.93 | Domestic Entity | – | OWNER | 06/2019 | > 75% |
| HOLMLUND, MARK, WILLIAM | Individual | THE HOLMLUND FAMILY TRUST DATED 8.5.93 | TRUSTEE | 06/2019 | |
| HOLMLUND, CANDISE, LISA | Individual | THE HOLMLUND FAMILY TRUST DATED 8.5.93 | TRUSTEE | 06/2019 | > 75% |
| HOLMLUND, CANDISE, LISA | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2019 | < 5% |