FORSYTH STREET ASSET MANAGEMENT LLC
Adviser information for FORSYTH STREET ASSET MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $144.2M |
| Non-Discretionary | 1 | $35.0M |
| Total | 4 | $179.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $179.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-119447 |
|---|---|
| SEC ERA File Number | 801-119447 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310545 |
| Legal Entity Identifier | None |
Principal Office
588 BROADWAY SUITE 1208NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 212-697-1640, Fax: None
Chief Compliance Officer
CHARLES LAVEN
CHAIRMAN / CEO
588 BROADWAY SUITE 1208
NEW YORK
NY
United States
Tel:
2126971640 XT 223
C*****@****************M
(Full email address available in API data)
Regulatory Contact
EVAN SEILER
DEPUTY COMPLIANCE OFFICER / SENIOR VICE PRESIDENT
588 BROADWAY SUITE 1208
NEW YORK
NY
United States
Tel:
212-697-1640 XT 247
E******@****************M
(Full email address available in API data)
Industry Affiliates
| FORSYTH STREET ADVISORS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEIGHBORHOOD INVESTMENT IMPACT FUND, INC. | NON-PROFIT LOAN FUND | $63.9M | $0.0M | 0 |
| NEW GENERATION FUND, LLC | AFFORDABLE HOUSING FUND | $12.9M | $0.0M | 1 |
| NEW YORK CITY ACQUISITION FUND, LLC | AFFORDABLE HOUSING FUND | $99.0M | $0.0M | 2 |
| NEW YORK CITY DOWN PAYMENT ASSISTANCE FUND LLC | AFFORDABLE HOUING FUND | $3.3M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAVEN, CHARLES, SLESINGER | Individual | – | CHAIRMAN / CCO | 08/2009 | > 75% |
| SANDROF, ESTHER, NMN | Individual | – | CHIEF OPERATING OFFICER / PARTNER | 08/2020 | 5-10% |