THE KELLY GROUP
KELLY FINANCIAL GROUP, LLC Legal Name
Adviser information for THE KELLY GROUP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,722 | $747.4M |
| Non-Discretionary | 15 | $63.5M |
| Total | 2,737 | $810.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 832 | $295.4M |
| HNW Individuals | 203 | $446.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $63.5M |
| Charitable organizations | 5 | $2.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-119450 |
|---|---|
| SEC ERA File Number | 801-119450 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310140 |
| Legal Entity Identifier | None |
Principal Office
48 EAST GORDON STREETBEL AIR
MD
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 410-893-0560, Fax: 410-838-3287
Chief Compliance Officer
ANIKA JONES
48 EAST GORDON STREET
BEL AIR
MD
United States
Tel:
410-893-0560
Fax:
410-838-3287
A****@***********M
(Full email address available in API data)
Regulatory Contact
BRYAN E. KELLY
MANAGING MEMBER
48 EAST GORDON STREET
BEL AIR
MD
United States
Tel:
410-893-0560
Fax:
410-838-3287
B****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARRINGTON, CHAD, THOMAS | Individual | – | MEMBER | 01/2018 | 10-25% |
| THE DARLINGTON COMPANY, INC. | Domestic Entity | – | OWNER | 12/2017 | > 75% |
| KELLY, BRYAN, ELLIOTT | Individual | – | MANAGING MEMBER | 07/1997 | < 5% |
| THE KELLY FAMILY REVOCABLE TRUST | Domestic Entity | THE DARLINGTON COMPANY, INC. | OWNER | 04/2021 | > 75% |
| JONES, ANIKA, SIMONNE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |
| KELLY, BRYAN, ELLIOTT | Individual | THE KELLY FAMILY REVOCABLE TRUST | TRUSTEE | 04/2021 | |
| KELLY, KATHERINE, VIRGINIA | Individual | THE KELLY FAMILY REVOCABLE TRUST | TRUSTEE | 04/2021 | |
| CUSICK, THOMAS, JOSEPH | Individual | – | MEMBER | 01/2023 | 5-10% |