CAPSHIFT ADVISORS
CAPSHIFT ADVISORS, LLC Legal Name
Adviser information for CAPSHIFT ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 52 | $222.5M |
| Non-Discretionary | 63 | $140.6M |
| Total | 115 | $363.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $6.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 11 | $339.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $17.4M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-119451 |
|---|---|
| SEC ERA File Number | 801-119451 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309860 |
| Legal Entity Identifier | None |
Principal Office
15 SPENCER STREETWEST NEWTON
MA
United States
Monday - Friday, 9AM - 5PM EST
Tel: 617-865-5096, Fax: None
Chief Compliance Officer
PETER VAN DE BEEK
485 MADISON AVENUE
NEW YORK
NY
United States
Tel:
212-751-4422
P*********@**************M
(Full email address available in API data)
Regulatory Contact
ADAM REIN
CEO AND CHIEF INVESTMENT OFFICER
15 SPENCER STREET
WEST NEWTON
MA
United States
Tel:
617-865-5096
A****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REIN, ADAM | Individual | – | CHIEF INVESTMENT OFFICER | 05/2020 | < 5% |
| CAPSHIFT LLC | Domestic Entity | – | SHAREHOLDER | 05/2020 | > 75% |
| PEROLD, JACQUES, PIERRE | Individual | – | CHAIRMAN OF THE BOARD | 11/2022 | < 5% |
| SESSLER, SUSAN, ELIZABETH | Individual | – | CHIEF OPERATING OFFICER | 11/2021 | < 5% |
| REIN, ADAM | Individual | – | CEO | 11/2022 | < 5% |
| VAN DE BEEK, PETER, TYLER | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |