VISTA ADVISOR GROUP, LLC
Adviser information for VISTA ADVISOR GROUP, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 584 | $206.3M |
| Non-Discretionary | 1 | $1.4M |
| Total | 585 | $207.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 501 | $83.5M |
| HNW Individuals | 82 | $120.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 2.7M |
| Portfolio Manager | 204.4M |
| Both for Same | 204.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| VISTA ADVISOR GROUP, LLC WRAP PROGRAM | VISTA ADVISOR GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-119453 |
|---|---|
| SEC ERA File Number | 801-119453 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307268 |
| Legal Entity Identifier | None |
Principal Office
2950 BUSKIRK AVENUESUITE 350
WALNUT CREEK
CA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 925-476-4646, Fax: None
Websites
Chief Compliance Officer
MICHAEL LAHL
FOUNDER, ADVISOR
2950 BUSKIRK AVENUE
SUITE 350
WALNUT CREEK
CA
United States
Tel:
925-476-4646, EXT. 1
M******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAHL, WILLIAM, ALAN | Individual | – | MANAGING MEMBER | 09/2020 | 25-50% |
| LAHL, MICHAEL, WILLIAM | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 09/2020 | 25-50% |
| LAHL, STEPHEN, EDGAR | Individual | – | OWNER | 07/2022 | 5-10% |