NORTHBRIDGE FINANCIAL GROUP, LLC
Adviser information for NORTHBRIDGE FINANCIAL GROUP, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 828 | $174.9M |
| Non-Discretionary | 78 | $34.4M |
| Total | 906 | $209.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 112 | $160.6M |
| HNW Individuals | 219 | $43.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $5.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $491,135 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 174.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| NORTHBRIDGE FINANCIAL GROUP WRAP FEE PROGRAM | NORTHBRIDGE FINANCIAL GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-119466 |
|---|---|
| SEC ERA File Number | 801-119466 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310394 |
| Legal Entity Identifier | None |
Principal Office
4300 WEST CYPRESS STREETMERIDIAN TWO BUILDING, SUITE 370
TAMPA
FL
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (813) 877-8000, Fax: (813) 877-8001
Chief Compliance Officer
MICHAEL A. ORECCHIO
CO-FOUNDER
4300 WEST CYPRESS STREET
MERIDIAN TWO BUILDING, SUITE 370
TAMPA
FL
United States
Tel:
(813) 877-8000
Fax:
(813) 877-8001
M***************@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORECCHIO, MICHAEL, ANTHONY | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 08/2020 | > 75% |