PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLC
Adviser information for PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 56 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $6.2B |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $6.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 17 | $6.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1900 SHAWNEE MISSION PARKWAYSUITE 315
MISSION WOODS
KS
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 816-994-3200, Fax: 913-647-9733
Chief Compliance Officer
STACY R. BRICE
LEGAL COUNSEL
1900 SHAWNEE MISSION PARKWAY
SUITE 315
MISSION WOODS
KS
United States
Tel:
816-994-3200
S****@******************M
(Full email address available in API data)
Regulatory Contact
SCOTT A. BETZ
CHIEF OPERATING OFFICER
1900 SHAWNEE MISSION PARKWAY
SUITE 315
MISSION WOODS
KS
United States
Tel:
816-994-3200
S****@******************M
(Full email address available in API data)
Industry Affiliates
| PALMER SQUARE BDC ADVISOR LLC | Other investment adviser, including financial planners |
| PALMER SQUARE CAPITAL ADVISORS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PALMER SQUARE CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PALMER SQUARE OPPORTUNISTIC CREDIT FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PALMER SQUARE PRIVATE CREDIT MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PALMER SQUARE CLO 2020-3, LTD. | Securitized Asset Fund | $401.8M | $0.3M | 4 |
| PALMER SQUARE CLO 2022-3, LTD. | Securitized Asset Fund | $504.5M | $0.3M | 3 |
| PALMER SQUARE CLO 2022-5, LTD. | Securitized Asset Fund | $503.3M | $0.3M | 4 |
| PALMER SQUARE EUROPEAN CLO 2021-1 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $387.6M | $0.3M | 3 |
| PALMER SQUARE EUROPEAN CLO 2021-2 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $387.5M | $0.3M | 3 |
| PALMER SQUARE EUROPEAN CLO 2022-1 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $443.2M | $0.3M | 2 |
| PALMER SQUARE EUROPEAN CLO 2022-2 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $443.3M | $0.3M | 2 |
| PALMER SQUARE EUROPEAN CLO 2023-1 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $443.3M | $0.3M | 3 |
| PALMER SQUARE EUROPEAN CLO 2023-2 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $441.8M | $0.3M | 3 |
| PALMER SQUARE EUROPEAN LOAN FUNDING 2021-1 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $404.5M | $0.3M | 5 |
| PALMER SQUARE EUROPEAN LOAN FUNDING 2021-2 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $468.8M | $0.3M | 3 |
| PALMER SQUARE EUROPEAN LOAN FUNDING 2022-1 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $500.3M | $0.3M | 4 |
| PALMER SQUARE EUROPEAN LOAN FUNDING 2022-2 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $411.0M | $0.3M | 3 |
| PALMER SQUARE EUROPEAN LOAN FUNDING 2022-3 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $419.5M | $0.3M | 3 |
| PALMER SQUARE EUROPEAN LOAN FUNDING 2023-1 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $431.7M | $0.3M | 4 |
| PALMER SQUARE EUROPEAN LOAN FUNDING 2023-2 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $385.2M | $0.3M | 4 |
| PALMER SQUARE EUROPEAN LOAN FUNDING 2023-3 DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $441.5M | $0.3M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LONG, CHRISTOPHER, DALE | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2009 | < 5% |
| LONG, ANGIE, KNIGHTON | Individual | – | CHIEF INVESTMENT OFFICER | 02/2011 | < 5% |
| BETZ, SCOTT, ANDREW | Individual | – | CHIEF OPERATING OFFICER | 03/2018 | < 5% |
| FOX, JEFFREY, DOERR | Individual | – | PRESIDENT | 03/2020 | < 5% |
| ANGIE K. LONG IRREVOCABLE TRUST | Domestic Entity | PALMER SQUARE HOLDINGS, LLC | MEMBER | 10/2019 | 50-75% |
| CHRISTOPHER D. LONG IRREVOCABLE TRUST | Domestic Entity | PALMER SQUARE HOLDINGS, LLC | MEMBER | 01/2020 | 25-50% |
| LONG, CHRISTOPHER, DALE | Individual | CHRISTOPHER D. LONG IRREVOCABLE TRUST | TRUSTEE | 01/2020 | |
| LONG, ANGIE, KNIGHTON | Individual | ANGIE K. LONG IRREVOCABLE TRUST | TRUSTEE | 10/2019 | |
| PALMER SQUARE CAPITAL MANAGEMENT LLC | Domestic Entity | – | MANAGING MEMBER | 08/2020 | > 75% |
| PALMER SQUARE HOLDINGS, LLC | Domestic Entity | PALMER SQUARE CAPITAL MANAGEMENT LLC | MANAGING MEMBER | 01/2019 | 50-75% |
| BRICE, STACY, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |