KERBERROSE WEALTH MANAGEMENT, LLC
Adviser information for KERBERROSE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,921 | $549.7M |
| Non-Discretionary | 430 | $202.6M |
| Total | 2,351 | $752.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,370 | $202.5M |
| HNW Individuals | 49 | $151.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 149 | $343.8M |
| Charitable organizations | 12 | $4.1M |
| State or municipal gov entities | 28 | $33.9M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 16 | $17.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agentAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-119492 |
|---|---|
| SEC ERA File Number | 801-119492 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168787 |
| Legal Entity Identifier | None |
Principal Office
115 E. 5TH STREETSHAWANO
WI
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 715.526.9400, Fax: None
Websites
facebook.com/alexandriamiller
instagram.com/alexandriamiller
linkedin.com/alexandriamiller
linkedin.com/scottciullo
linkedin.com/scottciullo
linkedin.com/scottschewe
linkedin.com/ethanhausmann
www.twitter.com
www.kerberrosewealth.com
linkedin.com/tonypowers
linkedin.com/michaelrudolf
linkedin.com/daniel wotruba
www.kerberrose401k.com
www.linkedin.com
www.facebook.com
linkedin.com/ellehietpas
Chief Compliance Officer
GERY SADZEWICZ
CCO
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Regulatory Contact
JENNIFER MILLER
115 E. 5TH STREET
SHAWANO
WI
United States
Tel:
715-526-9400
J**************@*************M
(Full email address available in API data)
Industry Affiliates
| KERBERROSE SC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KERBERROSE HOLDINGS, LLC | Domestic Entity | – | OWNER | 08/2013 | > 75% |
| KERBERROSE SC | Domestic Entity | KERBERROSE HOLDINGS, LLC | OWNER | 08/2013 | > 75% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2014 | < 5% |
| POWERS, ANTHONY, J | Individual | – | ELECTED MANAGER | 01/2016 | < 5% |