CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT
CONSTITUTION CAPITAL LLC Legal Name
Adviser information for CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 239 | $199.9M |
| Non-Discretionary | 0 | $0 |
| Total | 239 | $199.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 121 | $11.9M |
| HNW Individuals | 43 | $185.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
2 TRAP FALLS ROADSUITE 504
SHELTON
CT
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: (475) 269-3200, Fax: (475) 269-3225
Chief Compliance Officer
GREGORY BAVEDAS
SENIOR VICE PRESIDENT AND MANAGING DIRECTOR
2 TRAP FALLS ROAD
SUITE 504
SHELTON
CT
United States
Tel:
(475) 269-3200
Fax:
(475) 269-3225
G***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAVEDAS, GREGORY, JOHN | Individual | – | MANAGING MEMBER / SENIOR VICE PRESIDENT, MANAGING DIRECTOR, AND CHIEF COMPLIANCE OFFICER | 09/2020 | 50-75% |
| BAVEDAS, ANTHONY, JOHN | Individual | – | MANAGING MEMBER / PRESIDENT AND SENIOR PORTFOLIO MANAGER | 10/2020 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| SPDR S&P 500 ETF TR | TR UNIT | 683K | 1K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 331K | 5K | – |
| AMAZON COM INC | COM | 3M | 17K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 249K | 612 | – |
| INVESCO QQQ TR | UNIT SER 1 | 239K | 499 | – |
| AMGEN INC | COM | 239K | 765 | – |
| DISNEY WALT CO | COM | 844K | 9K | – |
| HONEYWELL INTL INC | COM | 427K | 2K | – |
| SYSCO CORP | COM | 2M | 23K | – |
| JOHNSON & JOHNSON | COM | 2M | 14K | – |
| MEDTRONIC PLC | SHS | 275K | 4K | – |
| CHEVRON CORP NEW | COM | 700K | 4K | – |
| MICROSOFT CORP | COM | 58M | 129K | – |
| UNITED PARCEL SERVICE INC | CL B | 857K | 6K | – |
| COCA COLA CO | COM | 2M | 38K | – |
| LOCKHEED MARTIN CORP | COM | 514K | 1K | – |
| PEPSICO INC | COM | 13M | 78K | – |
| VERIZON COMMUNICATIONS INC | COM | 298K | 7K | – |
| SELECT SECTOR SPDR TR | ENERGY | 342K | 4K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 819K | 20K | – |
| SELECT SECTOR SPDR TR | INDL | 702K | 6K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 4M | 20K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 434K | 6K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 8M | 53K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 2M | 12K | – |
| DEERE & CO | COM | 607K | 2K | – |
| BANK AMERICA CORP | COM | 342K | 9K | – |
| EXXON MOBIL CORP | COM | 449K | 4K | – |
| WALMART INC | COM | 6M | 95K | – |
| ELEVANCE HEALTH INC | COM | 704K | 1K | – |
| UNION PAC CORP | COM | 5M | 21K | – |
| COSTCO WHSL CORP NEW | COM | 495K | 582 | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| MERCK & CO INC | COM | 600K | 5K | – |
| PROCTER AND GAMBLE CO | COM | 5M | 29K | – |
| GOLDMAN SACHS GROUP INC | COM | 498K | 1K | – |
| HOME DEPOT INC | COM | 8M | 24K | – |
| MCDONALDS CORP | COM | 1M | 5K | – |
| JPMORGAN CHASE & CO. | COM | 12M | 58K | – |
| TJX COS INC NEW | COM | 225K | 2K | – |
| WELLS FARGO CO NEW | COM | 315K | 5K | – |
| UNITEDHEALTH GROUP INC | COM | 5M | 10K | – |
| MARRIOTT INTL INC NEW | CL A | 313K | 1K | – |
| COMCAST CORP NEW | CL A | 376K | 10K | – |
| NORFOLK SOUTHN CORP | COM | 215K | 1K | – |
| NEXTERA ENERGY INC | COM | 6M | 90K | – |
| DUKE ENERGY CORP NEW | COM NEW | 3M | 27K | – |
| APPLE INC | COM | 8M | 40K | – |
| CATERPILLAR INC | COM | 1M | 3K | – |
| AMERICAN EXPRESS CO | COM | 3M | 12K | – |
| SOUTHERN CO | COM | 706K | 9K | – |
| NETFLIX INC | COM | 3M | 4K | – |
| PROLOGIS INC. | COM | 1M | 11K | – |
| NVIDIA CORPORATION | COM | 6M | 49K | – |
| VERTEX PHARMACEUTICALS INC | COM | 492K | 1K | – |
| AMERICAN ELEC PWR CO INC | COM | 790K | 9K | – |
| ALPHABET INC | CAP STK CL A | 2M | 11K | – |
| CANADIAN NATL RY CO | COM | 417K | 4K | – |
| MASTERCARD INCORPORATED | CL A | 353K | 800 | – |
| VISA INC | COM CL A | 1M | 5K | – |
| META PLATFORMS INC | CL A | 600K | 1K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 274K | 3K | – |
| BIOHAVEN LTD | COM | 243K | 7K | – |
| TKO GROUP HOLDINGS INC | CL A | 205K | 2K | – |