HOWARD CAPITAL MANAGEMENT GROUP, LLC
Adviser information for HOWARD CAPITAL MANAGEMENT GROUP, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,389 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 1,389 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 257 | $192.1M |
| HNW Individuals | 274 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $48.5M |
| Charitable organizations | <5 | $38.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $233.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
11601 WILSHIRE BLVDSUITE 2000
LOS ANGELES
CA
United States
Monday - Friday, 7:30 AM - 4:30 PM
Tel: 310-473-9100, Fax: 310-473-7200
Chief Compliance Officer
JASON KAPLAN
EVP, DIRECTOR
11601 WILSHIRE BLVD
SUITE 2000
LOS ANGELES
CA
United States
Tel:
310-473-9100
J******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOCUS OPERATING, LLC | Domestic Entity | – | MEMBER, MANAGER | 08/2020 | > 75% |
| ROBINSON, DAVID, ANDREW | Individual | – | PRESIDENT AND DIRECTOR | 08/2020 | < 5% |
| KAPLAN, JASON, DAVID | Individual | – | EVP, DIRECTOR, CCO | 08/2020 | < 5% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| FOCUS FINANCIAL PARTNERS INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MEMBER | 07/2018 | > 75% |
| FERDINAND FFP ACQUISITION, LLC | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC. | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FERDINAND FFP PARENT, INC. | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P. | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER | 08/2023 | 50-75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 25-50% |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Novo Nordisk ADR | ADR | 428K | 3K | – |
| SAP Se Sponsored ADR | ADR | 681K | 3K | – |
| Abbott Laboratories | COM | 268K | 3K | – |
| Abbvie Inc Com | COM | 287K | 2K | – |
| Accenture PLC Class A | COM | 34M | 111K | – |
| Advanced Micro Devices | COM | 244K | 2K | – |
| Allstate Corp Com | COM | 319K | 2K | – |
| Alphabet Inc. Class A | COM | 56M | 307K | – |
| Alphabet Inc. Class C | COM | 12M | 63K | – |
| Altair Global Credit | COM | 95K | 95K | – |
| Altria Group Inc | COM | 2M | 41K | – |
| Amazon | COM | 69M | 356K | – |
| American Express Co | COM | 2M | 9K | – |
| Ameriprise Financial | COM | 687K | 2K | – |
| Amgen Inc. | COM | 2M | 5K | – |
| Apple Inc | COM | 94M | 446K | – |
| Aptargroup Inc | COM | 18M | 131K | – |
| AT&T | COM | 379K | 20K | – |
| Atari SA | COM | 6K | 50K | – |
| Autodesk Inc | COM | 276K | 1K | – |
| Bank Of America Corp | COM | 794K | 20K | – |
| Bank Of NY Mellon Co | COM | 203K | 3K | – |
| Berkshire Hathaway Class B | COM | 2M | 5K | – |
| Blackstone Group Inc | COM | 37M | 301K | – |
| Boeing Co | COM | 234K | 1K | – |
| Broadcom Inc | COM | 210K | 131 | – |
| Chevron Corp. | COM | 703K | 4K | – |
| Cisco Systems | COM | 625K | 13K | – |
| Coca-Cola | COM | 25M | 398K | – |
| Colgate-Palmolive Co | COM | 226K | 2K | – |
| Costco Wholesale Co | COM | 49M | 58K | – |
| D R Horton Co | COM | 469K | 3K | – |
| Danaher Corporation | COM | 295K | 1K | – |
| Deere & Co | COM | 323K | 865 | – |
| Disney Walt Co | COM | 809K | 8K | – |
| Duke Energy Corp | COM | 133K | 1K | – |
| Eli Lilly & Co | COM | 594K | 656 | – |
| Emerson Electric Co | COM | 187K | 2K | – |
| ExxonMobil | COM | 2M | 16K | – |
| Fedex Corp | COM | 29M | 98K | – |
| Figs Inc CL A | COM | 58K | 11K | – |
| General Electric Co | COM | 520K | 3K | – |
| Graphic Packaging HL | COM | 26M | 1M | – |
| Hartford Financial | COM | 234K | 2K | – |
| Home Depot | COM | 677K | 2K | – |
| Honeywell Intl Inc | COM | 552K | 3K | – |
| IBM | COM | 478K | 3K | – |
| Intel | COM | 215K | 7K | – |
| Intercontinental Exc | COM | 29M | 213K | – |
| Intuitive Surgical | COM | 904K | 2K | – |
| Invesco S&P 500 Eql WGHT ETF | COM | 947K | 6K | – |
| Iqvia Holdings Inc | COM | 25M | 120K | – |
| Johnson & Johnson | COM | 2M | 17K | – |
| JPMorgan Chase | COM | 43M | 213K | – |
| Kite Realty Group Trust | COM | 742K | 33K | – |
| Kraft Heinz Co Com | COM | 214K | 7K | – |
| Leidos Holdings Inc | COM | 31M | 216K | – |
| McDonald's | COM | 831K | 3K | – |
| Merck & Co. Inc. | COM | 36M | 292K | – |
| Meta Platforms, Inc. | COM | 706K | 1K | – |
| Microsoft | COM | 87M | 195K | – |
| Mondelez Intl Class A | COM | 1M | 20K | – |
| Nextera Energy Inc | COM | 21M | 294K | – |
| Norfolk Southern Co | COM | 330K | 2K | – |
| Nvidia Corp | COM | 153M | 1M | – |
| Oaktree Specialty | COM | 1M | 62K | – |
| Oracle Corp | COM | 1M | 7K | – |
| Palantir Technologies In Class A | COM | 63K | 3K | – |
| Palo Alto Networks | COM | 35M | 105K | – |
| Pepsico Inc | COM | 739K | 4K | – |
| Performance Food | COM | 240K | 4K | – |
| Pfizer | COM | 388K | 14K | – |
| Philip Morris Intl | COM | 3M | 31K | – |
| Procter & Gamble | COM | 1M | 8K | – |
| Qualcomm Inc | COM | 2M | 10K | – |
| Raytheon Technologies Co | COM | 265K | 3K | – |
| S&P Global Inc Com | COM | 394K | 883 | – |
| Salesforce | COM | 30M | 115K | – |
| Southern Co | COM | 675K | 9K | – |
| Starbucks Corp | COM | 346K | 4K | – |
| Tesla Motors | COM | 1M | 6K | – |
| Thermo Fisher Scientific | COM | 30M | 54K | – |
| TJX Companies Inc | COM | 18M | 162K | – |
| Union Pacific Corp | COM | 556K | 2K | – |
| United Parcel SRVC Class B | COM | 4K | 28 | – |
| Visa Inc Class A | COM | 28M | 106K | – |
| Vulcan Materials | COM | 35M | 140K | – |
| Wal-Mart | COM | 879K | 13K | – |
| Wal-Mart De Mexico | COM | 174K | 51K | – |
| Waste Connections | COM | 268K | 2K | – |
| Wells Fargo & Co | COM | 324K | 5K | – |
| Xylem Inc. | COM | 507K | 4K | – |
| Zoetis Inc Class A | COM | 18M | 104K | – |
| BNY Mellon High Yield Strategy Fund | ETF | 60K | 25K | – |
| Capital Group Global Growth Equity ETF | ETF | 547K | 19K | – |
| Financial Select Sector SPDR Fund | ETF | 2M | 41K | – |
| Invesco QQQ Trust | ETF | 3M | 7K | – |
| Invesco Water Resources ETF | ETF | 702K | 11K | – |
| iShares Biotechnology ETF | ETF | 6M | 44K | – |
| iShares Core S&P 500 ETF | ETF | 456K | 833 | – |
| iShares Core S&P Small-Cap ETF | ETF | 498K | 5K | – |
| iShares Global Clean Energy ETF | ETF | 133K | 10K | – |
| iShares North American Tech ETF | ETF | 233K | 3K | – |
| iShares S&P 100 ETF | ETF | 620K | 2K | – |
| iShares S&P 500 Growth ETF | ETF | 1M | 15K | – |
| iShares US Financial Ser ETF | ETF | 7M | 112K | – |
| iShares US Technology ETF | ETF | 31M | 207K | – |
| Select Sector Industrial SPDR ETF | ETF | 2M | 18K | – |
| SPDR Communication SVS SLCT Sec ETF | ETF | 2M | 21K | – |
| SPDR Fund Consumer Discre Sel ETF | ETF | 5M | 25K | – |
| SPDR Fund Consumer Staples ETF | ETF | 6M | 79K | – |
| SPDR Portfolio Developed World Ex-US ETF | ETF | 489K | 14K | – |
| SPDR Portfolio S&P 500 Value ETF | ETF | 208K | 4K | – |
| SPDR S&P 500 ETF | ETF | 85M | 157K | – |
| SPDR S&P Aerospace Def ETF | ETF | 21M | 148K | – |
| SPDR S&P Biotech ETF | ETF | 22M | 242K | – |
| SPDR S&P Midcap 400 ETF | ETF | 399K | 745 | – |
| SPDR Select Sector Health Care ETF | ETF | 8M | 53K | – |
| Utilities Select Sector SPDR | ETF | 1M | 21K | – |
| Vanguard Dividend Appreciation ETF | ETF | 273K | 1K | – |
| Vanguard Mid-Cap ETF | ETF | 594K | 2K | – |
| Vanguard S&P 500 ETF | ETF | 670K | 1K | – |
| Vanguard Short Term Cor BD ETF | ETF | 29M | 376K | – |
| Vanguard Short-Term Bond ETF | ETF | 282K | 4K | – |
| Hudson Pac PPTYS Inc REIT | REIT | 2M | 373K | – |
| Simon Property Group | REIT | 226K | 1K | – |