SEGANTII CAPITAL MANAGEMENT (USA) LLC
Adviser information for SEGANTII CAPITAL MANAGEMENT (USA) LLC last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $11.1B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $11.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $11.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | COMPANY RECEIVES A FEE FROM A RELATED PERSON. |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-119504 |
|---|---|
| SEC ERA File Number | 801-119504 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310058 |
| Legal Entity Identifier | 54930020IYGI2OCK8809 |
Principal Office
520 MADISON AVENUE, SUITE 21BNEW YORK CITY
NY
United States
Monday - Friday, 8 AM - 6 PM
Tel: +1 212 818 8900, Fax: None
Chief Compliance Officer
BORIS ZELDIN
21/F 100 QRC
100 QUEEN'S ROAD CENTRAL
CENTRAL
Hong Kong
Tel:
+852 3926 8489
Fax:
+852 3926 8300
B***********@***********M
(Full email address available in API data)
Industry Affiliates
| SEGANTII CAPITAL MANAGEMENT (CAYMAN) LIMITED | Other investment adviser, including financial planners |
| SEGANTII CAPITAL MANAGEMENT (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SEGANTII CAPITAL MANAGEMENT FZE | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SEGANTII CAPITAL MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEGANTII CAPITAL MANAGEMENT (UK) LIMITED | Foreign Entity | – | OWNER | 06/2020 | > 75% |
| SEGANTII CAPITAL MANAGEMENT LIMITED | Foreign Entity | SEGANTII CAPITAL MANAGEMENT (UK) LIMITED | OWNER | 03/2004 | > 75% |
| SEGANTII CAPITAL MANAGEMENT (CAYMAN) LIMITED | Foreign Entity | SEGANTII CAPITAL MANAGEMENT LIMITED | OWNER | 10/2007 | > 75% |
| SADLER, SIMON, PETER | Individual | SEASIDE HOLDINGS LIMITED | DIRECTOR AND OWNER | 01/2021 | > 75% |
| ERSOY, KURT, HAKAN | Individual | SEGANTII CAPITAL MANAGEMENT (CAYMAN) LIMITED | DIRECTOR AND OWNER | 02/2011 | |
| SEASIDE HOLDINGS LIMITED | Foreign Entity | SEGANTII CAPITAL MANAGEMENT (CAYMAN) LIMITED | OWNER | 03/2021 | > 75% |
| ZELDIN, BORIS | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |