RWM CAPITAL, LLC
Adviser information for RWM CAPITAL, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Texas, United States |
Employees
Total Number of Employees | 27 |
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Investment Advisory/Research | 12 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 12 |
Licensed Agents of an Insurance Company | 12 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,585 | $107.9M |
Non-Discretionary | 0 | $0 |
Total | 1,585 | $107.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 730 | $74.5M |
HNW Individuals | 56 | $33.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1000 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-119513 |
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SEC ERA File Number | 801-119513 |
SEC CIK Numbers | None |
SEC CRD Numbers | 310635 |
Legal Entity Identifier | None |
Principal Office
1650 HIGHWAY 6SUITE 250
SUGAR LAND
TX
United States
Monday - Friday, 9AM - 5PM
Tel: 832-981-7000, Fax: None
Chief Compliance Officer
LIZA PALMER
DIRECTOR OF OPERATIONS
1650 HIGHWAY 6
SUITE 250
SUGARLAND
TX
United States
Tel:
832-981-7000
L***@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Roberts, Paul, Edward | Individual | – | MANAGING MEMBER | 03/2023 | > 75% |
PALMER, LIZA MAE | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |