CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC
Adviser information for CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 693 | $116.6M |
| Non-Discretionary | 0 | $0 |
| Total | 693 | $116.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 241 | $59.2M |
| HNW Individuals | 45 | $57.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees%OF CLIENT ASSETS INVESTED IN MODEL PORTFOLIOS MANAGED BY OTHERS |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-119516 |
|---|---|
| SEC ERA File Number | 801-119516 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174670 |
| Legal Entity Identifier | None |
Principal Office
7600 JERICHO TURNPIKESUITE 304
WOODBURY
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 475-241-6966, Fax: 800-691-5517
Chief Compliance Officer
LAWRENCE FORD
CEO,CCO
7600 JERICHO TURNPIKE
SUITE 304
WOODBURY
NY
United States
Tel:
475-241-6966
Fax:
800-691-5517
C*********@*********************L
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FORD, LAWRENCE, WILLARD | Individual | – | CHIEF EXECUTIVE OFFICER, CCO | 07/2013 | > 75% |