STONE POINT CREDIT ADVISER LLC
Adviser information for STONE POINT CREDIT ADVISER LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 37 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $6.0B |
| Non-Discretionary | 2 | $133.9M |
| Total | 20 | $6.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $2.4B |
| Pooled investment vehicles | 15 | $2.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 4 | $866.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 32 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
20 HORSENECK LANEGREENWICH
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 203-862-2900, Fax: 203-625-8357
Chief Compliance Officer
JACQUELINE MICHELLE GIAMMARCO
MANAGING DIRECTOR AND COUNSEL
20 HORSENECK LANE
GREENWICH
CT
United States
Tel:
203-862-2900
J*********@*************M
(Full email address available in API data)
Regulatory Contact
DAVID JAY WERMUTH
GENERAL COUNSEL AND CHIEF OPERATING OFFICER
20 HORSENECK LANE
GREENWICH
CT
United States
Tel:
203-862-2900
D*******@*************M
(Full email address available in API data)
Industry Affiliates
| OVERLAND POINT GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SOUND POINT CAPITAL MANAGEMENT, LP | Other investment adviser, including financial planners |
| SPC ALMOND POINT GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SPC CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SPC LIQUID CREDIT FUND GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SPC OPPS FUND GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SPC OPPS FUND II GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| STONE POINT CAPITAL LLC | Other investment adviser, including financial planners |
| STONE POINT GP LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TRIDENT CAPITAL IV, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TRIDENT CAPITAL IX, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TRIDENT CAPITAL V-PF, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TRIDENT CAPITAL V, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TRIDENT CAPITAL VI, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TRIDENT CAPITAL VII, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TRIDENT CAPITAL VIII, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OVERLAND POINT, L.P. | Private Equity Fund | $320.1M | $50.0M | 2 |
| SPC ALMOND POINT, L.P. | Private Equity Fund | $398.0M | $0.0M | 2 |
| SPC BROOK POINT, L.P. | Private Equity Fund | $54.8M | $0.0M | 1 |
| SPC LIQUID CREDIT FEEDER FUND, L.P. | Private Equity Fund | $137.7M | $0.5M | 4 |
| SPC LIQUID CREDIT FUND, L.P. | Private Equity Fund | $263.6M | $0.5M | 12 |
| SPC OPPORTUNITIES FEEDER FUND, L.P. | Private Equity Fund | $139.6M | $0.0M | 154 |
| SPC OPPORTUNITIES FUND II, L.P. | Private Equity Fund | $118.9M | $0.0M | 12 |
| SPC OPPORTUNITIES FUND, L.P. | Private Equity Fund | $361.1M | $0.0M | 8 |
| SPC OPPORTUNITIES PARALLEL FEEDER FUND, L.P. | Private Equity Fund | $26.3M | $0.0M | 58 |
| SPC OPPORTUNITIES PARALLEL FUND II, L.P. | Private Equity Fund | $148.6M | $0.0M | 6 |
| SPC OPPORTUNITIES PARALLEL FUND, L.P. | Private Equity Fund | $111.0M | $0.0M | 6 |
| SPC OPPS PROFESSIONALS FUND, L.P. | Private Equity Fund | $66.4M | $0.0M | 50 |
| SPC OYSTER POINT, L.P. | Private Equity Fund | $111.8M | $0.0M | 2 |
| SPC PACIFIC POINT, L.P. | Private Equity Fund | $269.2M | $0.0M | 3 |
| SPC WILSON POINT, L.P. | Private Equity Fund | $670.0M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAREY, JAMES, DAWSON | Individual | – | MANAGING DIRECTOR AND MEMBER OF SPC FIELD PARTNERS LLC | 07/2020 | 10-25% |
| DAVIS, CHARLES, ARTHUR | Individual | – | CHIEF EXECUTIVE OFFICER AND MEMBER OF SPC FIELD PARTNERS LLC | 07/2020 | 10-25% |
| WERMUTH, DAVID, JAY | Individual | – | MANAGING DIRECTOR AND GENERAL COUNSEL AND MEMBER OF SPC FIELD PARTNERS LLC | 07/2020 | 10-25% |
| ZERBIB, NICOLAS, DAVID | Individual | – | MANAGING DIRECTOR AND MEMBER OF SPC FIELD PARTNERS LLC | 07/2020 | 10-25% |
| BASOV, GENE, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 07/2020 | < 5% |
| STONE POINT CREDIT MANAGEMENT LLC | Domestic Entity | – | MEMBER | 07/2020 | > 75% |
| STONE POINT CREDIT LLC | Domestic Entity | STONE POINT CREDIT MANAGEMENT LLC | MEMBER | 07/2020 | > 75% |
| STONE POINT CREDIT HOLDINGS LLC | Domestic Entity | STONE POINT CREDIT LLC | MEMBER | 07/2020 | > 75% |
| SPC FIELD PARTNERS LLC | Domestic Entity | SPC FIELD CREDIT HOLDINGS LLC | MEMBER | 07/2020 | 50-75% |
| DAVIS, CHARLES, ARTHUR | Individual | SPC FIELD PARTNERS LLC | MEMBER | 12/2013 | 25-50% |
| FRIEDMAN, STEPHEN, NMN | Individual | – | CHAIRMAN AND MEMBER OF SPC FIELD PARTNERS LLC | 07/2020 | 10-25% |
| SPC FIELD CREDIT HOLDINGS LLC | Domestic Entity | STONE POINT CREDIT HOLDINGS LLC | MEMBER | 12/2020 | > 75% |
| GIAMMARCO, JACQUELINE, MICHELLE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |