REFLECTION ASSET MANAGEMENT
REFLECTION ASSET MANAGEMENT, LLC Legal Name
Adviser information for REFLECTION ASSET MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | South Carolina, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 53 | $130.9M |
Non-Discretionary | 0 | $0 |
Total | 53 | $130.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 51 | $89.4M |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 2 | $41.5M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
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Compensation | % of AUMHourly charges |
Identifiers
SEC RIA File Number | 801-119521 |
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SEC ERA File Number | 801-119521 |
SEC CIK Numbers | None |
SEC CRD Numbers | 306663 |
Legal Entity Identifier | None |
Principal Office
7 SEAGRASS LANEISLE OF PALMS
SC
United States
Monday - Friday, 9:00 AM TO 5 PM
Tel: 617-584-4042, Fax: None
Chief Compliance Officer
DENNIS R. MASON
36 W PIKE STREET
COVINGTON
KY
United States
Tel:
2027537141
D*****@*******M
(Full email address available in API data)
Regulatory Contact
JASON T. BRITTON
CHIEF EXECUTIVE OFFICER
7 SEAGRASS LANE
ISLE OF PALMS
SC
United States
Tel:
(617) 584-4042
J*******@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BRITTON, JASON, T | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2019 | > 75% |
MASON, DENNIS, RICHARD | Individual | – | CCO | 03/2022 | < 5% |