PATRON PARTNERS, LLC
Adviser information for PATRON PARTNERS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 622 | $252.8M |
| Non-Discretionary | 26 | $45.7M |
| Total | 648 | $298.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 208 | $31.7M |
| HNW Individuals | 391 | $195.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $42.2M |
| Charitable organizations | <5 | $1.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 30 | $27.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
11700 KATY FREEWAYSUITE 100
HOUSTON
TX
United States
Monday - Friday, 8AM TO 5PM
Tel: 971-371-3450, Fax: None
Websites
www.linkedin.com/company/patronpartners/
patronpartnersadvisors.com
patronpartners.com
twitter.com/patronpartners
www.linkedin.com/in/kelly-aimone/
facebook.com/patronpartners
www.linkedin.com/in/sandra-voll-3745351b5/
www.linkedin.com/in/rick-figueroa-6380b91/
www.linkedin.com/in/stephen-catonpatronpartners/
www.linkedin.com/in/saldivarchristian/
Chief Compliance Officer
MICHELLE ELDRIDGE
SR. COMPLIANCE OFFICER
15350 SW SEQUOIA PARKWAY
SUITE 250
PORTLAND
OR
United States
Tel:
971-371-3446
M*******@**********M
(Full email address available in API data)
Regulatory Contact
STACY SIZEMORE
CHIEF COMPLIANCE OFFICER
15350 SW SEQUOIA PARKWAY
SUITE 250
PORTLAND
OR
United States
Tel:
971-371-3450
S****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CATON, STEPHEN, FRANCIS | Individual | – | MANAGING MEMBER | 10/2020 | 25-50% |
| FIGUEROA, RICHARD, SCOTT | Individual | – | MANAGING MEMBER | 10/2020 | 50-75% |
| ELDRIDGE, MICHELLE, LEA | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| PROSPERITY BANCSHARES INC COM | Stock | 15M | 237K | – |
| APPLE INC COM | Stock | 10M | 48K | – |
| NVIDIA CORPORATION COM | Stock | 7M | 58K | – |
| MICROSOFT CORP COM | Stock | 6M | 13K | – |
| AMAZON COM INC COM | Stock | 6M | 30K | – |
| COSTCO WHSL CORP NEW COM | Stock | 5M | 6K | – |
| EXXON MOBIL CORP COM | Stock | 4M | 37K | – |
| VANGUARD LARGE-CAP ETF | ETF | 4M | 15K | – |
| ELI LILLY & CO COM | Stock | 3M | 4K | – |
| PROCTER AND GAMBLE CO COM | Stock | 3M | 18K | – |
| AMGEN INC COM | Stock | 3M | 9K | – |
| CHEVRON CORP NEW COM | Stock | 3M | 18K | – |
| ONEASCENT LARGE CAP CORE ETF | ETF | 2M | 83K | – |
| MASTERCARD INCORPORATED CL A | Stock | 2M | 5K | – |
| BROADCOM INC COM | Stock | 2M | 1K | – |
| ALPHABET INC CAP STK CL A | Stock | 2M | 11K | – |
| ISHARES 10-20 YEAR TREASURY BOND ETF | ETF | 2M | 19K | – |
| GRAINGER W W INC COM | Stock | 2M | 2K | – |
| METTLER TOLEDO INTERNATIONAL COM | Stock | 2M | 1K | – |
| ONEASCENT CORE PLUS BOND ETF | ETF | 2M | 74K | – |
| ISHARES CORE S&P 500 ETF | ETF | 2M | 3K | – |
| CHENIERE ENERGY INC COM NEW | Stock | 1M | 8K | – |
| MCDONALDS CORP COM | Stock | 1M | 5K | – |
| JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETF | ETF | 1M | 31K | – |
| NIKE INC CL B | Stock | 1M | 18K | – |
| PEPSICO INC COM | Stock | 1M | 8K | – |
| HOME DEPOT INC COM | Stock | 1M | 4K | – |
| MERCK & CO INC COM | Stock | 1M | 11K | – |
| META PLATFORMS INC CL A | Stock | 1M | 2K | – |
| INVESCO QQQ TRUST SERIES I | ETF | 1M | 2K | – |
| VISA INC COM CL A | Stock | 1M | 4K | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 1M | 3K | – |
| ABBVIE INC COM | Stock | 1M | 7K | – |
| ALPHABET INC CAP STK CL C | Stock | 1M | 6K | – |
| MONDELEZ INTL INC CL A | Stock | 1M | 17K | – |
| JOHNSON & JOHNSON COM | Stock | 1M | 8K | – |
| ISHARES MSCI INTL QUALITY FACTOR ETF | ETF | 1M | 27K | – |
| VANGUARD TAX-EXEMPT BOND ETF | ETF | 1M | 21K | – |
| UNITEDHEALTH GROUP INC COM | Stock | 1M | 2K | – |
| HONEYWELL INTL INC COM | Stock | 1M | 5K | – |
| ISHARES CORE MSCI EAFE ETF | ETF | 1000K | 14K | – |
| ONEASCENT INTERNATIONAL EQUITY ETF | ETF | 991K | 31K | – |
| AUTODESK INC COM | Stock | 988K | 4K | – |
| SPDR S&P DIVIDEND ETF | ETF | 975K | 8K | – |
| NEXTERA ENERGY INC COM | Stock | 958K | 14K | – |
| WALMART INC COM | Stock | 947K | 14K | – |
| LOCKHEED MARTIN CORP COM | Stock | 945K | 2K | – |
| VANGUARD VALUE ETF | ETF | 942K | 6K | – |
| JPMORGAN CHASE & CO. COM | Stock | 911K | 5K | – |
| WISDOMTREE FLOATING RATE TREASURY FUND | ETF | 899K | 18K | – |
| VANGUARD SMALL-CAP ETF | ETF | 899K | 4K | – |
| NETFLIX INC COM | Stock | 898K | 1K | – |
| QUALCOMM INC COM | Stock | 854K | 4K | – |
| UNION PAC CORP COM | Stock | 843K | 4K | – |
| ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 830K | 16K | – |
| EATON CORP PLC SHS | Stock | 828K | 3K | – |
| INTUITIVE SURGICAL INC COM NEW | Stock | 821K | 2K | – |
| TEXAS INSTRS INC COM | Stock | 816K | 4K | – |
| ISHARES MSCI EMERGING MARKETS EX CHINA ETF | ETF | 797K | 13K | – |
| SYSCO CORP COM | Stock | 755K | 11K | – |
| STARBUCKS CORP COM | Stock | 754K | 10K | – |
| INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF | ETF | 752K | 21K | – |
| CARLISLE COS INC COM | Stock | 745K | 2K | – |
| MARRIOTT INTL INC NEW CL A | Stock | 726K | 3K | – |
| BLACKROCK INC COM | Stock | 718K | 912 | – |
| FIFTH THIRD BANCORP COM | Stock | 702K | 19K | – |
| LINDE PLC SHS | Stock | 688K | 2K | – |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 659K | 3K | – |
| CISCO SYS INC COM | Stock | 657K | 14K | – |
| PRUDENTIAL FINL INC COM | Stock | 656K | 6K | – |
| DANAHER CORPORATION COM | Stock | 656K | 3K | – |
| ONEASCENT EMERGING MARKETS ETF | ETF | 636K | 21K | – |
| ISHARES NATIONAL MUNI BOND ETF | ETF | 633K | 6K | – |
| AMERICAN TOWER CORP NEW COM | REIT | 630K | 3K | – |
| PHILLIPS 66 COM | Stock | 627K | 4K | – |
| VERIZON COMMUNICATIONS INC COM | Stock | 621K | 15K | – |
| FORTINET INC COM | Stock | 612K | 10K | – |
| CUMMINS INC COM | Stock | 612K | 2K | – |
| SERVICENOW INC COM | Stock | 610K | 776 | – |
| LOWES COS INC COM | Stock | 607K | 3K | – |
| TESLA INC COM | Stock | 601K | 3K | – |
| PULTE GROUP INC COM | Stock | 595K | 5K | – |
| CORNING INC COM | Stock | 583K | 15K | – |
| DISCOVER FINL SVCS COM | Stock | 576K | 4K | – |
| BANK AMERICA CORP COM | Stock | 571K | 14K | – |
| T-MOBILE US INC COM | Stock | 570K | 3K | – |
| SPDR PORTFOLIO S&P 600 SMALL CAP ETF | ETF | 570K | 14K | – |
| GENUINE PARTS CO COM | Stock | 566K | 4K | – |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | 555K | 2K | – |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 554K | 8K | – |
| AIR PRODS & CHEMS INC COM | Stock | 553K | 2K | – |
| ILLINOIS TOOL WKS INC COM | Stock | 551K | 2K | – |
| ISHARES MSCI CHINA ETF | ETF | 536K | 13K | – |
| ISHARES GLOBAL HEALTHCARE ETF | ETF | 533K | 6K | – |
| CINTAS CORP COM | Stock | 529K | 755 | – |
| ORACLE CORP COM | Stock | 518K | 4K | – |
| WASTE MGMT INC DEL COM | Stock | 505K | 2K | – |
| ALTRIA GROUP INC COM | Stock | 504K | 11K | – |
| SPDR GOLD SHARES | ETF | 495K | 2K | – |
| SPDR PORTFOLIO SHORT TERM TREASURY ETF | ETF | 494K | 17K | – |
| TRANE TECHNOLOGIES PLC SHS | Stock | 486K | 1K | – |
| CONOCOPHILLIPS COM | Stock | 485K | 4K | – |
| SALESFORCE INC COM | Stock | 483K | 2K | – |
| INTERPUBLIC GROUP COS INC COM | Stock | 471K | 16K | – |
| GALLAGHER ARTHUR J & CO COM | Stock | 469K | 2K | – |
| ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 468K | 5K | – |
| BOEING CO COM | Stock | 463K | 3K | – |
| KROGER CO COM | Stock | 448K | 9K | – |
| REALTY INCOME CORP COM | REIT | 444K | 8K | – |
| COLGATE PALMOLIVE CO COM | Stock | 414K | 4K | – |
| ROCKWELL AUTOMATION INC COM | Stock | 410K | 1K | – |
| ELEVANCE HEALTH INC COM | Stock | 408K | 753 | – |
| ENTERPRISE PRODS PARTNERS L P COM | Stock | 376K | 13K | – |
| OCCIDENTAL PETE CORP COM | Stock | 373K | 6K | – |
| CROWDSTRIKE HLDGS INC CL A | Stock | 369K | 963 | – |
| CHUBB LIMITED COM | Stock | 369K | 1K | – |
| BOOKING HOLDINGS INC COM | Stock | 365K | 92 | – |
| VANGUARD FTSE EUROPE ETF | ETF | 364K | 5K | – |
| IDEXX LABS INC COM | Stock | 361K | 741 | – |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 355K | 4K | – |
| CHIPOTLE MEXICAN GRILL INC COM | Stock | 354K | 6K | – |
| GRANITESHARES GOLD SHARES | ETF | 352K | 15K | – |
| SCHLUMBERGER LTD COM STK | Stock | 351K | 7K | – |
| CACI INTL INC CL A | Stock | 338K | 785 | – |
| COMCAST CORP NEW CL A | Stock | 337K | 9K | – |
| JPMORGAN BETABUILDERS JAPAN ETF | ETF | 334K | 6K | – |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 333K | 603 | – |
| PALANTIR TECHNOLOGIES INC CL A | Stock | 320K | 13K | – |
| PARKER-HANNIFIN CORP COM | Stock | 319K | 630 | – |
| FINANCIAL SELECT SECTOR SPDR FUND | ETF | 318K | 8K | – |
| ISHARES U.S. AEROSPACE & DEFENSE ETF | ETF | 303K | 2K | – |
| QUADRATIC INTEREST RATE VOLATILITY & INFLATION HEDGE ETF | ETF | 301K | 16K | – |
| CANADIAN PACIFIC KANSAS CITY COM | Stock | 299K | 4K | – |
| THE CIGNA GROUP COM | Stock | 294K | 888 | – |
| STRYKER CORPORATION COM | Stock | 293K | 862 | – |
| EOG RES INC COM | Stock | 290K | 2K | – |
| VANGUARD S&P 500 ETF | ETF | 279K | 557 | – |
| EASTMAN CHEM CO COM | Stock | 271K | 3K | – |
| MARTIN MARIETTA MATLS INC COM | Stock | 268K | 495 | – |
| ABBOTT LABS COM | Stock | 267K | 3K | – |
| TRANSDIGM GROUP INC COM | Stock | 264K | 207 | – |
| MARSH & MCLENNAN COS INC COM | Stock | 263K | 1K | – |
| PACER DATA & INFRASTRUCTURE REAL ESTATE ETF | ETF | 258K | 9K | – |
| JANUS HENDERSON B-BBB CLO ETF | ETF | 257K | 5K | – |
| PIMCO CORPORATE & INCOME OPPOR COM | CEF | 253K | 18K | – |
| STELLAR BANCORP INC COM | Stock | 245K | 11K | – |
| HUNTINGTON BANCSHARES INC COM | Stock | 243K | 18K | – |
| DARDEN RESTAURANTS INC COM | Stock | 238K | 2K | – |
| COCA COLA CO COM | Stock | 234K | 4K | – |
| SERVICE CORP INTL COM | Stock | 228K | 3K | – |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | ADR | 224K | 1K | – |
| ISHARES CORE S&P SMALL CAP ETF | ETF | 223K | 2K | – |
| DUKE ENERGY CORP NEW COM NEW | Stock | 219K | 2K | – |
| NUCOR CORP COM | Stock | 209K | 1K | – |
| BROADRIDGE FINL SOLUTIONS INC COM | Stock | 207K | 1K | – |
| THE TRADE DESK INC COM CL A | Stock | 205K | 2K | – |
| CATERPILLAR INC COM | Stock | 204K | 612 | – |
| INTEL CORP COM | Stock | 204K | 7K | – |
| INGERSOLL RAND INC COM | Stock | 202K | 2K | – |
| CSX CORP COM | Stock | 201K | 6K | – |
| SPECIAL OPPORTUNITIES FD INC COM | CEF | 181K | 14K | – |
| SABA CAPITAL INCOME & OPPORTUN COM NEW | CEF | 144K | 18K | – |
| RE MAX HLDGS INC CL A | Stock | 86K | 11K | – |
| MICROCHIP TECHNOLOGY INC. 1.625 02/15/2025 | Convertible | 43K | 10K | – |
| SIRIUS XM HOLDINGS INC COM | Stock | 42K | 15K | – |
| SOUTHWEST AIRLS CO 1.25 05/01/2025 | Convertible | 18K | 18K | – |
| INSMED INC 1.75 01/15/2025 | Convertible | 17K | 10K | – |
| INSULET CORP 0.375 09/01/2026 | Convertible | 13K | 12K | – |
| REPLIGEN CORP 0.375 07/15/2024 | Convertible | 12K | 10K | – |
| SNAP INC 0.75 08/01/2026 | Convertible | 11K | 10K | – |
| CHEGG INC 0.125 03/15/2025 | Convertible | 9K | 10K | – |