TILT INVESTMENT MANAGEMENT
TILT INVESTMENT MANAGEMENT, SPC Legal Name
Adviser information for TILT INVESTMENT MANAGEMENT last updated from Form ADV on February 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $154.4M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $154.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1 | $49.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $105.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
100 FREEMAN STREETBROOKLYN
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (781) 248-4381, Fax: None
Chief Compliance Officer
IAN COWAN FERGUSON
CEO/PRESIDENT
20 WYMAN DRIVE
WOLFEBORO
NH
United States
Tel:
617 312 7078
T**@******************M
(Full email address available in API data)
Regulatory Contact
KAIRYN RAINER
DIRECTOR OF FINANCE AND ADMINISTRATION
15 SELTSAM WAY
PEMBROKE
MA
United States
Tel:
781 248 4381
K*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HASLETT, THOMAS, RUTHERFORD | Individual | – | CIO/TREASURER | 04/2018 | 10-25% |
| FERGUSON, IAN, COWAN | Individual | – | CEO/PRESIDENT/CCO | 04/2018 | 10-25% |
| PIOTROWSKI, JOHN, MICHAEL | Individual | – | OWNER/CTO | 08/2022 | 10-25% |
| LIEN, JENNIFER, HUISHIN MIAN | Individual | – | OWNER | 08/2022 | 5-10% |
| RAINER, KAIRYN, LYNN | Individual | – | OWNER | 08/2022 | < 5% |
| THE F.B. HERON FOUNDATION | Domestic Entity | – | OWNER | 02/2023 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed January 31st, 2024 for period ending December 31st, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 772K | 7K | – |
| ABBVIE INC | COM | 1M | 7K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 886K | 3K | – |
| ADOBE INC | COM | 1M | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 964K | 7K | – |
| AIR PRODS & CHEMS INC | COM | 248K | 901 | – |
| ALPHABET INC | CAP STK CL A | 3M | 23K | – |
| AMERICAN TOWER CORP NEW | COM | 407K | 2K | – |
| AMGEN INC | COM | 618K | 2K | – |
| AMPHENOL CORP NEW | CL A | 243K | 2K | – |
| ANALOG DEVICES INC | COM | 401K | 2K | – |
| AON PLC | SHS CL A | 254K | 874 | – |
| APPLE INC | COM | 11M | 60K | – |
| APPLIED MATLS INC | COM | 550K | 3K | – |
| ARISTA NETWORKS INC | COM | 245K | 1K | – |
| AT&T INC | COM | 487K | 29K | – |
| AUTODESK INC | COM | 210K | 861 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 401K | 2K | – |
| BANK AMERICA CORP | COM | 946K | 28K | – |
| BECTON DICKINSON & CO | COM | 280K | 1K | – |
| BLACKROCK INC | COM | 460K | 567 | – |
| BOSTON SCIENTIFIC CORP | COM | 344K | 6K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 421K | 8K | – |
| BROADCOM INC | COM | 2M | 2K | – |
| CAPITAL ONE FINL CORP | COM | 202K | 2K | – |
| CATERPILLAR INC | COM | 606K | 2K | – |
| CHUBB LIMITED | COM | 377K | 2K | – |
| CISCO SYS INC | COM | 837K | 17K | – |
| CITIGROUP INC | COM NEW | 394K | 8K | – |
| COLGATE PALMOLIVE CO | COM | 268K | 3K | – |
| COMCAST CORP NEW | CL A | 730K | 17K | – |
| CSX CORP | COM | 277K | 8K | – |
| CVS HEALTH CORP | COM | 394K | 5K | – |
| DANAHER CORPORATION | COM | 607K | 3K | – |
| DEERE & CO | COM | 427K | 1K | – |
| DISNEY WALT CO | COM | 683K | 8K | – |
| DUKE ENERGY CORP NEW | COM NEW | 306K | 3K | – |
| EATON CORP PLC | SHS | 392K | 2K | – |
| ECOLAB INC | COM | 205K | 1K | – |
| ELEVANCE HEALTH INC | COM | 454K | 963 | – |
| ELI LILLY & CO | COM | 2M | 3K | – |
| EQUINIX INC | COM | 309K | 384 | – |
| FISERV INC | COM | 325K | 2K | – |
| FORD MTR CO DEL | COM | 192K | 16K | – |
| GALLAGHER ARTHUR J & CO | COM | 203K | 902 | – |
| GENERAL ELECTRIC CO | COM NEW | 556K | 4K | – |
| GILEAD SCIENCES INC | COM | 411K | 5K | – |
| HCA HEALTHCARE INC | COM | 217K | 802 | – |
| HOME DEPOT INC | COM | 1M | 4K | – |
| HUMANA INC | COM | 233K | 508 | – |
| ILLINOIS TOOL WKS INC | COM | 290K | 1K | – |
| INTEL CORP | COM | 845K | 17K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 612K | 4K | – |
| INTUIT | COM | 707K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 477K | 1K | – |
| JOHNSON & JOHNSON | COM | 2M | 10K | – |
| KLA CORP | COM NEW | 321K | 552 | – |
| LAM RESEARCH CORP | COM | 420K | 535 | – |
| LINDE PLC | SHS | 809K | 2K | – |
| LOWES COS INC | COM | 522K | 2K | – |
| LULULEMON ATHLETICA INC | COM | 236K | 461 | – |
| MARRIOTT INTL INC NEW | CL A | 227K | 1K | – |
| MARSH & MCLENNAN COS INC | COM | 386K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCKESSON CORP | COM | 248K | 535 | – |
| MEDTRONIC PLC | SHS | 453K | 5K | – |
| MERCK & CO INC | COM | 1M | 10K | – |
| MICRON TECHNOLOGY INC | COM | 367K | 4K | – |
| MICROSOFT CORP | COM | 11M | 30K | – |
| MOODYS CORP | COM | 253K | 649 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 214K | 682 | – |
| NETFLIX INC | COM | 854K | 2K | – |
| NEXTERA ENERGY INC | COM | 510K | 8K | – |
| NIKE INC | CL B | 537K | 5K | – |
| NORFOLK SOUTHN CORP | COM | 217K | 917 | – |
| NVIDIA CORPORATION | COM | 5M | 10K | – |
| NXP SEMICONDUCTORS N V | COM | 242K | 1K | – |
| ORACLE CORP | COM | 676K | 6K | – |
| OREILLY AUTOMOTIVE INC | COM | 228K | 240 | – |
| PALO ALTO NETWORKS INC | COM | 382K | 1K | – |
| PARKER-HANNIFIN CORP | COM | 240K | 520 | – |
| PAYPAL HLDGS INC | COM | 266K | 4K | – |
| PFIZER INC | COM | 633K | 22K | – |
| PNC FINL SVCS GROUP INC | COM | 248K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 10K | – |
| PROGRESSIVE CORP | COM | 379K | 2K | – |
| PROLOGIS INC. | COM | 507K | 4K | – |
| QUALCOMM INC | COM | 651K | 4K | – |
| REGENERON PHARMACEUTICALS | COM | 384K | 437 | – |
| ROPER TECHNOLOGIES INC | COM | 238K | 437 | – |
| S&P GLOBAL INC | COM | 585K | 1K | – |
| SALESFORCE INC | COM | 1M | 4K | – |
| SERVICENOW INC | COM | 594K | 841 | – |
| STRYKER CORPORATION | COM | 410K | 1K | – |
| SYNOPSYS INC | COM | 317K | 616 | – |
| TARGET CORP | COM | 265K | 2K | – |
| TESLA INC | COM | 3M | 11K | – |
| TEXAS INSTRS INC | COM | 630K | 4K | – |
| THE CIGNA GROUP | COM | 348K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 820K | 2K | – |
| T-MOBILE US INC | COM | 333K | 2K | – |
| TRANE TECHNOLOGIES PLC | SHS | 225K | 921 | – |
| UNION PAC CORP | COM | 612K | 2K | – |
| UNITED PARCEL SERVICE INC | CL B | 475K | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| US BANCORP DEL | COM NEW | 282K | 6K | – |
| VERIZON COMMUNICATIONS INC | COM | 842K | 22K | – |
| VERTEX PHARMACEUTICALS INC | COM | 428K | 1K | – |
| VISA INC | COM CL A | 1M | 5K | – |
| WASTE MGMT INC DEL | COM | 267K | 1K | – |
| WELLTOWER INC | COM | 205K | 2K | – |
| ZOETIS INC | CL A | 369K | 2K | – |