PIVOTAL ADVISORS LLC
Adviser information for PIVOTAL ADVISORS LLC last updated from Form ADV on June 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 8 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 18 | $118.7M |
Non-Discretionary | 2 | $185.2M |
Total | 20 | $303.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 14 | $8.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 6 | $295.3M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 3 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsPERFORMANCE REPORTING |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-119532 |
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SEC ERA File Number | 801-119532 |
SEC CIK Numbers | None |
SEC CRD Numbers | 310612 |
Legal Entity Identifier | None |
Principal Office
45 ROCKEFELLER PLAZA20TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00-5:00
Tel: 646-535-1097, Fax: None
Websites
Chief Compliance Officer
TIFFANY MCGHEE
CEO, CIO
45 ROCKEFELLER PLAZA
20TH FLOOR
NEW YORK
NY
United States
Tel:
443-379-2444
T******@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MCGHEE, TIFFANY, CATHERINE | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | 08/2020 | > 75% |