Hedge Fund Database

KEYSTONE FINANCIAL SERVICES

Adviser information for KEYSTONE FINANCIAL SERVICES last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 895 $249.5M
Non-Discretionary 0 $0
Total 895 $249.5M

Clients

Type Number RAUM
Individuals 397 $122.4M
HNW Individuals 78 $127.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $4,703
Other 0 $0
Type Number
No. of Non-RAUM Clients 81
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-119534
SEC ERA File Number 801-119534
SEC CIK Numbers 1865158
SEC CRD Numbers 310623
Legal Entity Identifier None

Principal Office

4090 CLYDESDALE PKWY
SUITE 201
LOVELAND
CO
United States
Monday - Friday, 8-5P (M-TH), 8-2P (F)
Tel: 970-744-5408, Fax: 970-619-8095

Websites

www.instagram.com/keystonefin/ www.keystonefinancial.com twitter.com/keystone_fin?advisorid=33004651 www.youtube.com/user/keystonefinancialorg www.linkedin.com/in/joshnelsoncfp/?advisorid=33004651 www.facebook.com/keystonefinancialservice

Chief Compliance Officer

KARA JETT
4090 CLYDESDALE PKWY
SUITE 201
LOVELAND
CO
United States
Tel: 970-744-5408
Fax: 970-619-8095
(Full email address available in API data)

Regulatory Contact

SARAH NELSON
DIRECTOR OF STRATEGY AND OVERSIGHT
4090 CLYDESDALE PKWY
SUITE 201
LOVELAND
CO
United States
Tel: 970-744-5408
Fax: 970-619-8095
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Nelson, Joshua, Paul Individual – OWNER, CEO, CCO, IAR 09/2020 > 75%

No. Employees, Historic

10502020202120222023202420253 on 8/26/20203 on 1/22/20213 on 1/22/20213 on 1/26/20213 on 2/12/20213 on 6/6/20213 on 9/13/20213 on 9/14/20214 on 2/15/20224 on 5/6/20224 on 8/31/20223 on 2/7/20233 on 10/23/20233 on 10/25/20232 on 3/26/2024

RAUM, Historic

300M150M020212022202320242025197586363 on 1/22/2021197586363 on 1/22/2021197586363 on 1/26/2021197586363 on 2/12/2021197586363 on 6/6/2021197586363 on 9/13/2021197586363 on 9/14/2021218646355 on 2/15/2022218646355 on 5/6/2022218646355 on 8/31/2022207885178 on 2/7/2023207885178 on 10/23/2023207885178 on 10/25/2023249467629 on 3/26/2024

No. Clients, Historic

50025002020202120222023202420250 on 8/26/2020208 on 1/22/2021208 on 1/22/2021208 on 1/26/2021208 on 2/12/2021208 on 6/6/2021208 on 9/13/2021208 on 9/14/2021236 on 2/15/2022236 on 5/6/2022236 on 8/31/2022244 on 2/7/2023244 on 10/23/2023244 on 10/25/2023476 on 3/26/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALLEGION PLC ORD SHS 19K 159 0
ALLEGION PLC ORD SHS 242K 2K 0
ALPHABET INC CAP STK CL C 1M 6K 0
ALPHABET INC CAP STK CL C 10K 55 0
ALPHABET INC CAP STK CL C 724K 4K 0
ALPHABET INC CAP STK CL A 397K 2K 0
ALPHABET INC CAP STK CL A 25K 135 0
AMAZON COM INC COM 226K 1K 0
AMAZON COM INC COM 24K 126 0
ANALOG DEVICES INC COM 685K 3K 0
ANALOG DEVICES INC COM 7K 32 0
ANALOG DEVICES INC COM 81K 354 0
APPLE INC COM 813K 4K 0
BANK AMERICA CORP COM 359K 9K 0
BANK AMERICA CORP COM 4K 89 0
BANK AMERICA CORP COM 44K 1K 0
BANK NEW YORK MELLON CORP COM 400K 7K 0
BANK NEW YORK MELLON CORP COM 4K 67 0
BANK NEW YORK MELLON CORP COM 234K 4K 0
BECTON DICKINSON & CO COM 446K 2K 0
BECTON DICKINSON & CO COM 5K 20 0
BECTON DICKINSON & CO COM 210K 897 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 19K 47 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 740K 2K 0
BLACKROCK ETF TRUST US EQT FACTOR 8M 172K 0
BLACKROCK ETF TRUST US EQT FACTOR 8M 174K 0
BLACKROCK ETF TRUST US CARBON TRANS 179K 3K 0
BLACKROCK ETF TRUST US CARBON TRANS 1M 18K 0
BLACKROCK ETF TRUST II FLEXIBLE INCOME 1M 24K 0
BLACKROCK ETF TRUST II FLEXIBLE INCOME 755K 14K 0
BOOKING HOLDINGS INC COM 844K 213 0
BOOKING HOLDINGS INC COM 8K 2 0
BOOKING HOLDINGS INC COM 622K 157 0
BROADRIDGE FINL SOLUTIONS IN COM 17K 87 0
BROADRIDGE FINL SOLUTIONS IN COM 290K 1K 0
CARMAX INC COM 520K 7K 0
CARMAX INC COM 5K 70 0
CARMAX INC COM 284K 4K 0
CHARLES RIV LABS INTL INC COM 17K 80 0
CHARLES RIV LABS INTL INC COM 204K 989 0
CHEVRON CORP NEW COM 302K 2K 0
CHEVRON CORP NEW COM 3K 20 0
COMCAST CORP NEW CL A 626K 16K 0
COMCAST CORP NEW CL A 7K 184 0
COMCAST CORP NEW CL A 287K 7K 0
CONOCOPHILLIPS COM 358K 3K 0
CONOCOPHILLIPS COM 4K 34 0
CONOCOPHILLIPS COM 74K 648 0
CVS HEALTH CORP COM 44K 752 0
CVS HEALTH CORP COM 178K 3K 0
EBAY INC. COM 474K 9K 0
EBAY INC. COM 5K 87 0
EBAY INC. COM 323K 6K 0
ELEVANCE HEALTH INC COM 617K 1K 0
ELEVANCE HEALTH INC COM 5K 9 0
ELEVANCE HEALTH INC COM 73K 134 0
ENBRIDGE INC COM 277K 8K 0
EXXON MOBIL CORP COM 536K 5K 0
EXXON MOBIL CORP COM 6K 49 0
EXXON MOBIL CORP COM 63K 550 0
FISERV INC COM 58K 388 0
FISERV INC COM 237K 2K 0
GENERAL DYNAMICS CORP COM 546K 2K 0
GENERAL DYNAMICS CORP COM 6K 20 0
GENERAL DYNAMICS CORP COM 65K 224 0
HANESBRANDS INC COM 5K 931 0
HANESBRANDS INC COM 79K 16K 0
INGREDION INC COM 24K 211 0
INGREDION INC COM 344K 3K 0
INTEL CORP COM 365K 12K 0
INVESCO QQQ TR UNIT SER 1 611K 1K 0
ISHARES INC CORE MSCI EMKT 3M 53K 0
ISHARES INC CORE MSCI EMKT 3M 53K 0
ISHARES INC MSCI EMRG CHN 3M 45K 0
ISHARES INC MSCI EMRG CHN 3M 46K 0
ISHARES INC ESG AWR MSCI EM 43K 1K 0
ISHARES INC ESG AWR MSCI EM 262K 8K 0
ISHARES TR ESG AWR MSCI USA 61K 511 0
ISHARES TR ESG AWR MSCI USA 507K 4K 0
ISHARES TR ESG AWRE USD ETF 128K 6K 0
ISHARES TR ESG AWRE USD ETF 487K 21K 0
ISHARES TR INVESTMENT GRADE 275K 6K 0
ISHARES TR INVESTMENT GRADE 267K 6K 0
ISHARES TR CORE TOTAL USD 15M 331K 0
ISHARES TR CORE TOTAL USD 10M 229K 0
ISHARES TR CONV BD ETF 130K 2K 0
ISHARES TR CONV BD ETF 115K 1K 0
ISHARES TR HDG MSCI EAFE 1M 38K 0
ISHARES TR HDG MSCI EAFE 1M 39K 0
ISHARES TR US INFRASTRUC 975K 23K 0
ISHARES TR US INFRASTRUC 895K 21K 0
ISHARES TR ESG MSCI USA ETF 107K 2K 0
ISHARES TR ESG MSCI USA ETF 682K 15K 0
ISHARES TR ESG EAFE ETF 60K 889 0
ISHARES TR ESG EAFE ETF 362K 5K 0
ISHARES TR MSCI USA QLT FCT 9M 50K 0
ISHARES TR MSCI USA QLT FCT 9M 50K 0
ISHARES TR US TREAS BD ETF 181K 8K 0
ISHARES TR US TREAS BD ETF 162K 7K 0
ISHARES TR MSCI KLD400 SOC 133K 1K 0
ISHARES TR MSCI KLD400 SOC 728K 7K 0
ISHARES TR MBS ETF 4M 42K 0
ISHARES TR MBS ETF 3M 28K 0
ISHARES TR JPMORGAN USD EMG 509K 6K 0
ISHARES TR JPMORGAN USD EMG 297K 3K 0
ISHARES TR EAFE VALUE ETF 3M 56K 0
ISHARES TR EAFE VALUE ETF 3M 53K 0
ISHARES TR EAFE VALUE ETF 4K 73 0
ISHARES TR EAFE GRWTH ETF 7M 71K 0
ISHARES TR EAFE GRWTH ETF 7M 72K 0
ISHARES TR TIPS BD ETF 635K 6K 0
ISHARES TR TIPS BD ETF 479K 4K 0
ISHARES TR U.S. TECH ETF 4M 27K 0
ISHARES TR U.S. TECH ETF 4M 27K 0
ISHARES TR S&P 500 VAL ETF 5M 27K 0
ISHARES TR S&P 500 VAL ETF 5M 26K 0
ISHARES TR CORE S&P500 ETF 26M 47K 0
ISHARES TR CORE S&P500 ETF 25M 46K 0
ISHARES TR S&P 500 GRWT ETF 10M 111K 0
ISHARES TR S&P 500 GRWT ETF 10M 113K 0
ISHARES TR 20 YR TR BD ETF 2M 24K 0
ISHARES TR 20 YR TR BD ETF 2M 17K 0
JPMORGAN CHASE & CO COM 1M 6K 0
JPMORGAN CHASE & CO COM 7K 37 0
JPMORGAN CHASE & CO COM 367K 2K 0
LOCKHEED MARTIN CORP COM 152K 326 0
LOCKHEED MARTIN CORP COM 2K 4 0
LOCKHEED MARTIN CORP COM 182K 390 0
MCKESSON CORP COM 620K 1K 0
MCKESSON CORP COM 66K 113 0
MCKESSON CORP COM 51K 88 0
MEDTRONIC PLC SHS 391K 5K 0
MEDTRONIC PLC SHS 4K 56 0
MEDTRONIC PLC SHS 48K 615 0
META PLATFORMS INC CL A 1M 3K 0
META PLATFORMS INC CL A 12K 23 0
META PLATFORMS INC CL A 642K 1K 0
MICROSOFT CORP COM 973K 2K 0
MICROSOFT CORP COM 8K 18 0
MICROSOFT CORP COM 107K 240 0
NETAPP INC COM 152K 1K 0
NETAPP INC COM 71K 548 0
NORTHERN TR CORP COM 142K 2K 0
NORTHERN TR CORP COM 66K 786 0
NOVARTIS AG SPONSORED ADR 633K 6K 0
NOVARTIS AG SPONSORED ADR 6K 60 0
NOVARTIS AG SPONSORED ADR 67K 634 0
OMNICOM GROUP INC COM 286K 3K 0
OMNICOM GROUP INC COM 26K 288 0
OMNICOM GROUP INC COM 27K 306 0
ORACLE CORP COM 1M 10K 0
ORACLE CORP COM 15K 105 0
ORACLE CORP COM 152K 1K 0
PARK HOTELS & RESORTS INC COM 103K 7K 0
PARK HOTELS & RESORTS INC COM 48K 3K 0
PHILIP MORRIS INTL INC COM 860K 8K 0
PHILIP MORRIS INTL INC COM 9K 91 0
PHILIP MORRIS INTL INC COM 101K 997 0
PRICE T ROWE GROUP INC COM 142K 1K 0
PRICE T ROWE GROUP INC COM 65K 562 0
QUALCOMM INC COM 76K 381 0
QUALCOMM INC COM 296K 1K 0
RTX CORPORATION COM 166K 2K 0
RTX CORPORATION COM 2K 17 0
RTX CORPORATION COM 170K 2K 0
SANOFI SPONSORED ADR 441K 9K 0
SANOFI SPONSORED ADR 5K 96 0
SANOFI SPONSORED ADR 171K 4K 0
SCHWAB CHARLES CORP COM 860K 12K 0
SCHWAB CHARLES CORP COM 7K 99 0
SCHWAB CHARLES CORP COM 393K 5K 0
SELECT SECTOR SPDR TR TECHNOLOGY 421K 2K 0
SELECT SECTOR SPDR TR TECHNOLOGY 30K 132 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 216K 1K 0
SPDR S&P 500 ETF TR TR UNIT 351K 644 0
SPDR S&P 500 ETF TR TR UNIT 143K 263 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 197K 1K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 22K 125 0
THE CIGNA GROUP COM 270K 817 0
UNILEVER PLC SPON ADR NEW 521K 9K 0
UNILEVER PLC SPON ADR NEW 5K 96 0
UNILEVER PLC SPON ADR NEW 61K 1K 0
VANGUARD INDEX FDS TOTAL STK MKT 396K 1K 0
VANGUARD INDEX FDS TOTAL STK MKT 274K 1K 0
VANGUARD INDEX FDS TOTAL STK MKT 103K 386 0
VANGUARD INDEX FDS SMALL CP ETF 527K 2K 0
VISA INC COM CL A 664K 3K 0
VISA INC COM CL A 6K 22 0
VISA INC COM CL A 74K 283 0
WARNER BROS DISCOVERY INC COM SER A 4K 550 0
WARNER BROS DISCOVERY INC COM SER A 104K 14K 0
WELLS FARGO CO NEW COM 636K 11K 0
WELLS FARGO CO NEW COM 7K 118 0
WELLS FARGO CO NEW COM 424K 7K 0
WYNDHAM HOTELS & RESORTS INC COM 12K 161 0
WYNDHAM HOTELS & RESORTS INC COM 211K 3K 0
ZEBRA TECHNOLOGIES CORPORATI CL A 77K 248 0
ZEBRA TECHNOLOGIES CORPORATI CL A 27K 86 0
ZEBRA TECHNOLOGIES CORPORATI CL A 253K 820 0