RETURN ADVISORS INC

Adviser information for RETURN ADVISORS INC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 11 $45.0M
Non-Discretionary 0 $0
Total 11 $45.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 11 $45.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-119538
SEC ERA File Number 801-119538
SEC CIK Numbers None
SEC CRD Numbers 310430
Legal Entity Identifier None

Principal Office

31 HARLAN DRIVE
NEW ROCHELLE
NY
United States
Monday - Friday, 6AM TO 6PM
Tel: 917-495-5376, Fax: None

Chief Compliance Officer

ROBERTO ESTRUGO
CHIEF COMPLIANCE OFFICER
31 HARLAN DR
NEW ROCHELLE
NY
United States
Tel: 9174955376
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Estrugo, Roberto Individual CHIEF COMPLIANCE OFFICER 07/2020 > 75%

No. Employees, Historic

1050202020212022202320240 on 8/27/20200 on 9/30/20200 on 10/1/20201 on 1/28/20211 on 2/3/20211 on 2/26/20211 on 3/1/20211 on 4/30/20211 on 1/19/20221 on 3/31/20221 on 8/17/20221 on 8/17/20221 on 8/25/20221 on 8/25/20221 on 3/31/2023

RAUM, Historic

60M30M0202120222023202422100000 on 1/28/202122100000 on 2/3/202122100000 on 2/26/202122100000 on 3/1/202124200000 on 4/30/202151000000 on 1/19/202251000000 on 3/31/202248000000 on 8/17/202248000000 on 8/17/202248000000 on 8/25/202248000000 on 8/25/202245000000 on 3/31/2023

No. Clients, Historic

20100202020212022202320240 on 8/27/20200 on 9/30/20200 on 10/1/20208 on 1/28/20218 on 2/3/20218 on 2/26/20218 on 3/1/20218 on 4/30/202110 on 1/19/202210 on 3/31/202211 on 8/17/202211 on 8/17/202211 on 8/25/202211 on 8/25/202211 on 3/31/2023