BROWN FINANCIAL ADVISORS, LLC
Adviser information for BROWN FINANCIAL ADVISORS, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,407 | $244.9M |
Non-Discretionary | 0 | $0 |
Total | 1,407 | $244.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 76 | $114.7M |
HNW Individuals | 494 | $130.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed feesREFERRAL FEES |
Identifiers
SEC RIA File Number | 801-119541 |
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SEC ERA File Number | 801-119541 |
SEC CIK Numbers | None |
SEC CRD Numbers | 147056 |
Legal Entity Identifier | None |
Principal Office
964 STATE ROUTE 28MILFORD
OH
United States
Monday - Friday, 8 - 6
Tel: 513-575-9654, Fax: 513-575-9656
Websites
Chief Compliance Officer
GREGORY A. BROWN
MANAGING MEMBER
964 STATE ROUTE 28
MILFORD
OH
United States
Tel:
513-575-9654
Fax:
513-575-9656
T***@*************************M
(Full email address available in API data)
Industry Affiliates
BROWN INSURANCE & TAX ADVISORS | Insurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BROWN, GREGORY, ALLEN | Individual | – | MANAGING MEMBER/CCO | 03/2008 | > 75% |