INDIA CAPITAL LLC
Adviser information for INDIA CAPITAL LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $365.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $365.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $365.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSUB-ADVISORY SERVICES TO ANOTHER INVESTMENT ADVISOR |
|---|---|
| Compensation | EXPENSES OF INDIA CAPITAL LLC, PLUS AN AGREED PROFIT MARGIN |
Identifiers
| SEC RIA File Number | 801-119546 |
|---|---|
| SEC ERA File Number | 801-119546 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309034 |
| Legal Entity Identifier | None |
Principal Office
3011 36TH AVENUE S.SUITE 1
MINNEAPOLIS
MN
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 973.641.7393, Fax: None
Chief Compliance Officer
SUDESH BASANTA LALA
E222, RUE DU COMMERCE
EBENE CITY
EBENE
Mauritius
Tel:
230.5915.0361
C**@***************M
(Full email address available in API data)
Industry Affiliates
| INDIA CAPITAL MANAGEMENT HK LTD | Other investment adviser, including financial planners |
| INDIA CAPITAL MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| INDIA CAPITAL RESEARCH AND ADVISORS PRIVATE LIMITED | Other investment adviser, including financial planners |
| INDIA CAPITAL SERVICES LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INDIA CAPITAL FUND LIMITED | Hedge Fund | $368.4M | $0.3M | 50 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INDIA CAPITAL MANAGEMENT LIMITED | Foreign Entity | – | SOLE MEMBER | 05/2020 | > 75% |
| TENNEBAUM, DANIEL, CHAIM | Individual | – | PRESIDENT AND MANAGER | 02/2019 | < 5% |
| LALA, SUDESH, BASANTA | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2020 | < 5% |
| THE GULLFOSS SETTLEMENT | Foreign Entity | INDIA CAPITAL MANAGEMENT LIMITED | SHAREHOLDER | 08/2007 | 25-50% |
| HIGH LINE HOLDINGS LTD | Foreign Entity | INDIA CAPITAL MANAGEMENT LIMITED | SHAREHOLDER | 03/2019 | > 75% |
| APEX FUND SERVICES (MAURITIUS) LTD. | Foreign Entity | THE GULLFOSS SETTLEMENT | TRUSTEE | 06/2020 | |
| LINDEN HILLS LLC | Domestic Entity | HIGH LINE HOLDINGS LTD | SHAREHOLDER | 03/2019 | > 75% |
| DANIEL CHAIM TENNEBAUM 2018 IRREVOCABLE TRUST | Foreign Entity | LINDEN HILLS LLC | SHAREHOLDER | 03/2019 | > 75% |
| TENNEBAUM, DANIEL, CHAIM | Individual | DANIEL CHAIM TENNEBAUM 2018 IRREVOCABLE TRUST | BENEFICIARY | 03/2019 | > 75% |
| ROBERTS, JEFFREY, WILLIAM | Individual | DANIEL CHAIM TENNEBAUM 2018 IRREVOCABLE TRUST | TRUSTEE | 05/2018 | |
| APEX CONSOLIDATED ENTITY LTD | Foreign Entity | APEX FUND SERVICES (MAURITIUS) LTD. | SHAREHOLDER | 11/2016 | > 75% |
| APEX STRUCTURED INTERMEDIATE HOLDINGS LIMITED | Foreign Entity | APEX CONSOLIDATED ENTITY LTD | SHAREHOLDER | 10/2021 | > 75% |
| APEX STRUCTURED HOLDINGS LIMITED | Foreign Entity | APEX STRUCTURED INTERMEDIATE HOLDINGS LIMITED | SHAREHOLDER | 05/2018 | > 75% |
| APEX GROUP LIMITED | Foreign Entity | APEX STRUCTURED HOLDINGS LIMITED | SHAREHOLDER | 05/2018 | > 75% |