THE PERSPECTIVE GROUP

THE PERSPECTIVE GROUP, LLC Legal Name

Adviser information for THE PERSPECTIVE GROUP last updated from Form ADV on March 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Kansas, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	526	$162.3M
Non-Discretionary	2	$15.9M
Total	528	$178.2M

Clients

Type	Number	RAUM
Individuals	208	$49.9M
HNW Individuals	85	$95.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$31.5M
Charitable organizations	<5	$1.1M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$492,303
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	TAX PREPARATION SERVICES

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	121.8M

Portfolio Manager to Program	Sponsor
THE PERSPECTIVE GROUP WRAP FEE PROGRAM	THE PERSPECTIVE GROUP

Identifiers

SEC RIA File Number	801-119555
SEC ERA File Number	801-119555
SEC CIK Numbers	None
SEC CRD Numbers	175294
Legal Entity Identifier	None

Principal Office

900 MASSACHUSETTS STREET
SUITE 602
LAWRENCE
KS
United States

Monday - Friday, 8:30 AM - 3 PM (BY APPOINTMENT)

Tel: (785) 749-1881, Fax: (785) 749-1100

Websites

www.linkedin.com/in/jamiemollhaas/ www.linkedin.com/in/arline-kindle-69065977/ www.linkedin.com/in/shawna-rogers-42397b82/ www.facebook.com/steve.lane.37625 www.linkedin.com/in/theperspectivegroup/ www.theperspectivegroup.com twitter.com/perspectiveria twitter.com/perspectiveria www.youtube.com/channel/ucl52tcoyl8xrqawngwt-0-g/featured youtu.be/835c7alczdu youtu.be/byvduobwqjg www.facebook.com/theperspectivegroup/ www.linkedin.com/in/garretthalton/

Chief Compliance Officer

STEVE LANE

PRESIDENT

900 MASSACHUSETTS STREET

SUITE 602

LAWRENCE

United States

Tel: (785) 749-1881

Fax: (785) 749-1100

S****@**********************M

(Full email address available in API data)

Regulatory Contact

GARETT HALTON

FINANCIAL ADVISOR