HBE WEALTH MANAGEMENT, LLC
Adviser information for HBE WEALTH MANAGEMENT, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nebraska, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 533 | $161.1M |
| Non-Discretionary | 5 | $2.7M |
| Total | 538 | $163.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 179 | $50.5M |
| HNW Individuals | 40 | $104.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $5.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119569 |
|---|---|
| SEC ERA File Number | 801-119569 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128315 |
| Legal Entity Identifier | None |
Principal Office
7140 STEPHANIE LANELINCOLN
NE
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 402-423-4343, Fax: 402-423-4346
Chief Compliance Officer
CHRISTOPHER M. BEDIENT
WEALTH ADVISOR
7140 STEPHANIE LANE
LINCOLN
NE
United States
Tel:
402-423-4343
Fax:
402-423-4346
C*******@************M
(Full email address available in API data)
Regulatory Contact
VALERIE STRANATHAN
CLIENT RELATIONSHIP SPECIALIST
7140 STEPHANIE LANE
LINCOLN
NE
United States
Tel:
402-423-4343
V**********@*********M
(Full email address available in API data)
Industry Affiliates
| HBE, LLP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BECKER, SCOTT, ALLEN | Individual | – | MANAGING PARTNER | 03/2014 | < 5% |
| HBE, LLP | Domestic Entity | – | OWNER | 03/2014 | > 75% |
| BECKER, SCOTT, ALLEN | Individual | HBE, LLP | PARTNER | 01/1999 | 25-50% |
| BEDIENT, CHRISTOPHER, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2019 | 10-25% |
| SCHULZ, JAMES, D. | Individual | HBE, LLP | PARTNER | 01/2012 | 25-50% |
| SIEBRANDT, KRYSTAL, L. | Individual | HBE, LLP | PARTNER | 01/2012 | 25-50% |