SLATE ADVISORY SERVICE (US) LLC
Adviser information for SLATE ADVISORY SERVICE (US) LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 143 |
|---|---|
| Investment Advisory/Research | 98 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $4.3B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $4.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $4.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 78 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-119571 |
|---|---|
| SEC ERA File Number | 801-119571 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310404 |
| Legal Entity Identifier | None |
Principal Office
20 S. CLARK STSUITE 1400
CHICAGO
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 312-847-1480, Fax: None
Chief Compliance Officer
MICHAEL SULLIVAN
20 S. CLARK ST
SUITE 1400
CHICAGO
IL
United States
Tel:
312-847-1480
M********@**********M
(Full email address available in API data)
Regulatory Contact
RAMSEY ALI
GENERAL COUNSEL
20 S. CLARK ST
SUITE 1400
CHICAGO
IL
United States
Tel:
312-847-1480
R*****@**********M
(Full email address available in API data)
Industry Affiliates
| PRESIMA SECURITIES ULC | Other investment adviser, including financial planners |
| SLATE ASSET MANAGEMENT L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SLATE CANADIAN REAL ESTATE OPPORTUNITY FUND I GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SLATE CANADIAN REAL ESTATE OPPORTUNITY FUND II GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| SLATE EUROPEAN ESSENTIAL REAL ESTATE INCOME FUND GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SLATE EUROPEAN REAL ESTATE FUND III FEEDER GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| SLATE EUROPEAN REAL ESTATE FUND III GP, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SLATE EUROPEAN REAL ESTATE GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| SLATE EUROPEAN REAL ESTATE HOLDINGS I & II GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| SLATE EUROPEAN REAL ESTATE II GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| SLATE NORTH AMERICAN ESSENTIAL REAL ESTATE INCOME FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SLATE REAL ESTATE CAPITAL GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SLATE CANADIAN REAL ESTATE OPPORTUNITY FUND II L.P. | Real Estate Fund | $948.6M | $10.0M | 31 |
| SLATE EUROPEAN REAL ESTATE FUND III | Real Estate Fund | $579.2M | $10.0M | 16 |
| SLATE NORTH AMERICAN ESSENTIAL REAL ESTATE INCOME FUND L.P. | Real Estate Fund | $215.0M | $50.0M | 2 |
| SLATE REAL ESTATE CAPITAL L.P. | Real Estate Fund | $587.3M | $10.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SLATE ASSET MANAGEMENT HOLDINGS (US) GP LLC | Domestic Entity | SLATE ASSET MANAGEMENT HOLDINGS (US) L.P. | GENERAL PARTNER | 08/2019 | |
| SLAM HOLDINGS (US) LLC | Domestic Entity | SLATE ASSET MANAGEMENT HOLDINGS (US) L.P. | LIMITED PARTNER | 08/2019 | 50-75% |
| QUEEN'S COURT HOLDING S.A.R.L | Foreign Entity | SLATE ASSET MANAGEMENT HOLDINGS (US) GP LLC | MEMBER | 08/2019 | > 75% |
| QUEEN'S COURT HOLDING S.A.R.L | Foreign Entity | SLAM HOLDINGS (US) LLC | MEMBER | 08/2019 | > 75% |
| ALI, RAMSEY, TARIK | Individual | – | GENERAL COUNSEL | 07/2020 | < 5% |
| WELCH, BRADY, SCOTT | Individual | – | FOUNDING PARTNER | 07/2020 | < 5% |
| WELCH, BLAIR, NORBERT | Individual | – | FOUNDING PARTNER | 07/2020 | < 5% |
| WELCH, BRADY, SCOTT | Individual | QUEEN'S COURT HOLDING S.A.R.L | SHAREHOLDER | 08/2019 | 50-75% |
| WELCH, BLAIR, NORBERT | Individual | QUEEN'S COURT HOLDING S.A.R.L | SHAREHOLDER | 08/2019 | 50-75% |
| SLATE ASSET MANAGEMENT (US) L.P. | Domestic Entity | – | MANAGING MEMBER | 07/2020 | > 75% |
| SLATE ASSET MANAGEMENT HOLDINGS (US) L.P. | Domestic Entity | SLATE ASSET MANAGEMENT (US) L.P. | MEMBER | 09/2019 | > 75% |
| SLATE ASSET MANAGEMENT (US) GP LLC | Domestic Entity | SLATE ASSET MANAGEMENT (US) L.P. | GENERAL PARTNER | 09/2019 | |
| SLATE ASSET MANAGEMENT HOLDINGS (US) L.P. | Domestic Entity | SLATE ASSET MANAGEMENT (US) GP LLC | MEMBER | 09/2019 | > 75% |
| ARMSTRONG, ROBERT, ALLEN JOSEPH | Individual | – | CHIEF OPERATING OFFICER | 01/2022 | < 5% |
| SULLIVAN, MICHAEL, MIZUSHIMA | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |