Hedge Fund Database

INSTRUMENTAL WEALTH, LLC

Adviser information for INSTRUMENTAL WEALTH, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,888 $345.3M
Non-Discretionary 0 $0
Total 1,888 $345.3M

Clients

Type Number RAUM
Individuals 564 $185.6M
HNW Individuals 38 $156.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $377,807
Charitable organizations <5 $2.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $507,100
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-119577
SEC ERA File Number 801-119577
SEC CIK Numbers 1976010
SEC CRD Numbers 310788
Legal Entity Identifier None

Principal Office

1 N DALE MABRY HWY.
STE #1000
TAMPA
FL
United States
Monday - Friday, 8 AM - 5 PM
Tel: 813-578-7001, Fax: 813-578-7008

Websites

www.linkedin.com/company/instrumentalwealth www.instagram.com/instrumental_wealth www.youtube.com/channel/ucmulfpjnpx_74jih7fl9axq/about www.instrumentalwealth.com www.facebook.com/instrumentalwealth

Chief Compliance Officer

DAVID SILVER
CHIEF EXECUTIVE OFFICER/PRESIDENT
1 N DALE MABRY HWY.
STE #1000
TAMPA
FL
United States
Tel: 813-578-7002
Fax: 813-578-7008
(Full email address available in API data)

Regulatory Contact

ANGELA RUIZ
DIRECTOR OF OPERATIONS
1 N DALE MABRY HWY.
STE #1000
TAMPA
FL
United States
Tel: 813-578-7001
Fax: 813-578-7008
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SILVER, DAVID, SCOTT Individual – CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 10/2020 > 75%
HARBERT, MATTHEW, O Individual – CHIEF INVESTMENT OFFICER 10/2020 < 5%

No. Employees, Historic

10502020202120222023202420251 on 9/2/20201 on 9/11/20206 on 10/8/20206 on 10/23/20206 on 12/7/20206 on 1/28/20216 on 12/3/20219 on 3/22/20229 on 4/12/20229 on 9/2/20229 on 11/1/20229 on 3/27/20239 on 4/21/20239 on 9/1/20239 on 3/25/2024

RAUM, Historic

400M200M02020202120222023202420250 on 9/2/20200 on 9/11/20200 on 10/8/20200 on 10/23/20200 on 12/7/2020132780712 on 1/28/2021132780712 on 12/3/2021193774720 on 3/22/2022193774720 on 4/12/2022193774720 on 9/2/2022193774720 on 11/1/2022282055866 on 3/27/2023282055866 on 4/21/2023282055866 on 9/1/2023345348919 on 3/25/2024

No. Clients, Historic

70035002020202120222023202420250 on 9/2/20200 on 9/11/20200 on 10/8/20200 on 10/23/20200 on 12/7/2020355 on 1/28/2021355 on 12/3/2021521 on 3/22/2022521 on 4/12/2022521 on 9/2/2022521 on 11/1/2022590 on 3/27/2023590 on 4/21/2023590 on 9/1/2023606 on 3/25/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 349K 2K 0
ALPHABET INC CAP STK CL C 569K 3K 0
AMAZON COM INC COM 907K 5K 0
AMPLIFY ETF TR AMPLIFY CYBERSEC 3M 48K 0
APPLE INC COM 2M 7K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 311K 718 0
CHEVRON CORP NEW COM 353K 2K 0
COCA COLA CO COM 307K 5K 0
D-WAVE QUANTUM INC COM 56K 54K 0
DATASEA INC COM SHS 28K 10K 0
ELI LILLY & CO COM 276K 336 0
EXXON MOBIL CORP COM 537K 5K 0
FIDELITY COVINGTON TRUST MSCI INFO TECH I 376K 2K 0
FIDELITY COVINGTON TRUST MSCI ENERGY IDX 204K 8K 0
HERITAGE INSURANCE HLDGS INC COM 211K 28K 0
ISHARES TR IBONDS DEC 2033 8M 315K 0
ISHARES TR IBONDS DEC 2030 2M 79K 0
ISHARES TR RUS TP200 GR ETF 417K 2K 0
ISHARES TR S&P 500 GRWT ETF 12M 136K 0
ISHARES TR S&P 500 VAL ETF 10M 52K 0
ISHARES TR RUS 1000 ETF 1M 4K 0
ISHARES TR CORE S&P MCP ETF 12M 197K 0
ISHARES TR NATIONAL MUN ETF 201K 2K 0
ISHARES TR PFD AND INCM SEC 280K 9K 0
ISHARES TR GL CLEAN ENE ETF 3M 200K 0
ISHARES TR CORE S&P500 ETF 7M 13K 0
ISHARES TR IBDS DEC28 ETF 2M 69K 0
JPMORGAN CHASE & CO. COM 230K 1K 0
MERCK & CO INC COM 462K 4K 0
MERITAGE HOMES CORP COM 202K 1K 0
META PLATFORMS INC CL A 464K 1K 0
MICROSOFT CORP COM 1M 2K 0
NUVEEN S&P 500 BUY-WRITE INC COM 297K 23K 0
NVIDIA CORPORATION COM 1M 9K 0
PACER FDS TR DEVELOPED MRKT 6M 206K 0
PACER FDS TR US CASH COWS 100 11M 204K 0
PACER FDS TR PACER US SMALL 4M 78K 0
PIMCO CORPORATE & INCOME OPP COM 166K 12K 0
RIOT PLATFORMS INC COM 115K 11K 0
SPDR SER TR PORTFLI HIGH YLD 314K 13K 0
STRYKER CORPORATION COM 532K 2K 0
TIDAL TR II YIELDMAX TSLA OP 497K 33K 0
VANGUARD INDEX FDS REAL ESTATE ETF 3M 37K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 215K 5K 0
WHEELS UP EXPERIENCE INC COM CL A 384K 127K 0