INVSTR FINANCIAL LLC
Adviser information for INVSTR FINANCIAL LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 52,329 | $1.1M |
| Total | 52,329 | $1.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 52,329 | $1.1M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 43000 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | INTERNET SUBSCRIPTION TO PORTFOLIO ADVISORY |
Identifiers
| SEC RIA File Number | 801-119582 |
|---|---|
| SEC ERA File Number | 801-119582 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310075 |
| Legal Entity Identifier | None |
Principal Office
3201 CHERRY RIDGE RD213
SAN ANTONIO
TX
United States
Monday - Friday, 08:00-16:00
Tel: 210-201-0137, Fax: None
Chief Compliance Officer
JAMES ARSCOTT
GLOBAL CONTENT COMPLIANCE
17 WATERLOO PLACE
LONDON
United Kingdom
Tel:
+44 07881312900
J************@*********M
(Full email address available in API data)
Regulatory Contact
JAMES ARSCOTT
GLOBAL CONTENT COMPLIANCE
17 WATERLOO PLACE
LONDON
United Kingdom
Tel:
+44 07881312900
J************@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARKETSPRINGPAD HOLDINGS LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 10/2012 | > 75% |
| DERHALLI, KERIM, RICHARD | Individual | MARKETSPRINGPAD HOLDINGS LIMITED | SHAREHOLDER | 10/2012 | > 75% |
| DERHALLI, KERIM, RICHARD | Individual | – | CEO AND CFO | 11/2019 | < 5% |
| HOCKADAY, SHAWN, PIERRE | Individual | – | PRESIDENT | 01/2023 | < 5% |
| Arscott, James, Maxwell | Individual | – | INTERIM CCO | 02/2024 | < 5% |