KA CREDIT ADVISORS, LLC
Adviser information for KA CREDIT ADVISORS, LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 56 |
|---|---|
| Investment Advisory/Research | 29 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $1.8B |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119588 |
|---|---|
| SEC ERA File Number | 801-119588 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306753 |
| Legal Entity Identifier | None |
Principal Office
717 TEXAS AVENUE22ND FLOOR
HOUSTON
TX
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 713-493-2000, Fax: None
Websites
Chief Compliance Officer
MICHAEL JOSEPH O'NEIL
CHIEF COMPLIANCE OFFICER
2121 AVENUE OF THE STARS
NINTH FLOOR
LOS ANGELES
CA
United States
Tel:
(310) 282-7905
M*****@***************M
(Full email address available in API data)
Regulatory Contact
MATTHEW BARBABELLA
GENERAL COUNSEL
2121 AVENUE OF THE STARS
NINTH FLOOR
LOS ANGELES
CA
United States
Tel:
310-284-5555
M**********@***************M
(Full email address available in API data)
Industry Affiliates
| KA ASSOCIATES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| KA CREDIT ADVISORS II, LLC | Other investment adviser, including financial planners |
| KA FUND ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| KAYNE ANDERSON CAPITAL ADVISORS LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'NEIL, MICHAEL, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |
| BLANK, PAUL, STUART | Individual | – | PRESIDENT AND CHIEF OPERATING OFFICER OF MANAGER | 01/2023 | < 5% |
| KAYNE, RICHARD, ALAN | Individual | KAYNE ANDERSON CAPITAL ADVISORS LP | CO-CHAIRMAN & FOUNDER | 06/2010 | 25-50% |
| KA CREDIT ADVISORS HOLDCO, LLC | Domestic Entity | – | MEMBER/MANAGER | 01/2020 | > 75% |
| KA CREDIT ADVISORS HOLDCO MEMBER, LLC | Domestic Entity | KA CREDIT ADVISORS HOLDCO, LLC | MANAGING MEMBER | 01/2020 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP | Domestic Entity | KACAH HOLDINGS, LLC | MANAGING MEMBER | 10/2023 | |
| RABIL, ALBERT | Individual | – | CHIEF EXECUTIVE OFFICER OF MANAGER | 06/2021 | < 5% |
| STAPLETON, PAUL, FRANCIS | Individual | – | CHIEF FINANCIAL OFFICER OF MANAGER | 09/2020 | < 5% |
| Barbabella, Matthew, J | Individual | – | GENERAL COUNSEL OF MANAGER | 07/2021 | < 5% |
| KACAH HOLDINGS, LLC | Domestic Entity | KA CREDIT ADVISORS HOLDCO, LLC | LIMITED PARTNER | 10/2023 | 50-75% |
| KAYNE ANDERSON CAPITAL ADVISORS LP | Domestic Entity | KA CREDIT ADVISORS HOLDCO MEMBER, LLC | MANAGING MEMBER | 01/2020 | > 75% |
| KAPC MANAGER HOLDINGS, L.P. | Domestic Entity | KACAH HOLDINGS, LLC | MEMBER | 10/2023 | > 75% |
| KAYNE ANDERSON INVESTMENT MANAGEMENT, INC. | Domestic Entity | KAYNE ANDERSON CAPITAL ADVISORS LP | GENERAL PARTNER | 06/1994 | |
| KA HOLDINGS, INC. | Domestic Entity | KAYNE ANDERSON INVESTMENT MANAGEMENT, INC. | OWNER | 08/1995 | |
| KAYNE, RICHARD, ALAN | Individual | KA HOLDINGS, INC. | OWNER, PRESIDENT AND DIRECTOR | 08/1995 | |
| KAPC GP, LLC | Domestic Entity | KAPC MANAGER HOLDINGS, L.P. | GENERAL PARTNER | 10/2023 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP | Domestic Entity | KAPC FEEDER, L.P. | LIMITED PARTNER | 10/2023 | 25-50% |
| KAYNE ANDERSON CAPITAL ADVISORS LP | Domestic Entity | KAPC GP, LLC | MANAGING MEMBER | 10/2023 | > 75% |
| KAPC GP, LLC | Domestic Entity | KAPC FEEDER, L.P. | GENERAL PARTNER | 10/2023 | |
| KAPC FEEDER, L.P. | Domestic Entity | KAPC MANAGER HOLDINGS, L.P. | LIMITED PARTNER | 10/2023 | > 75% |