HART & PATTERSON FINANCIAL GROUP LLP
Adviser information for HART & PATTERSON FINANCIAL GROUP LLP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Massachusetts, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 622 | $251.4M |
Non-Discretionary | 0 | $0 |
Total | 622 | $251.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 94 | $55.5M |
HNW Individuals | 102 | $183.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $4.4M |
Charitable organizations | 6 | $7.6M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-119596 |
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SEC ERA File Number | 801-119596 |
SEC CIK Numbers | None |
SEC CRD Numbers | 310639 |
Legal Entity Identifier | None |
Principal Office
19 RESEARCH DRIVEAMHERST
MA
United States
Monday - Friday, 9-5
Tel: (413) 253-9454, Fax: None
Chief Compliance Officer
VIKKI LENHART
MANAGING MEMBER
19 RESEARCH DRIVE
AMHERST
MA
United States
Tel:
(413) 253-9454
V****@****************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LENHART, VIKKI, DIANE | Individual | – | MEMBER, CCO | 09/2020 | > 75% |