FRANKLIN BSP CAPITAL ADVISER LLC
Adviser information for FRANKLIN BSP CAPITAL ADVISER LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $453.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $453.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $453.0M |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119619 |
|---|---|
| SEC ERA File Number | 801-119619 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307684 |
| Legal Entity Identifier | None |
Principal Office
9 WEST 57TH STREET, SUITE 4920NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 2125886770, Fax: None
Chief Compliance Officer
ALEXANDER H. MCMILLAN
9 WEST 57TH STREET
SUITE 4920
NEW YORK
NY
United States
Tel:
212-588-6712
A*********@************************M
(Full email address available in API data)
Regulatory Contact
RICK GALLO
MANAGING DIRECTOR
360 SOUTH ROSEMARY AVENUE
SUITE 1510
WEST PALM BEACH
FL
United States
Tel:
212-588-6739
R******@************************M
(Full email address available in API data)
Industry Affiliates
| ALCENTRA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALCENTRA NY, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BENEFIT STREET PARTNERS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BSP CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCMILLAN, ALEXANDER, HOWE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| MANLOWE, DAVID, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, SECRETARY AND TREASURER | 01/2024 | < 5% |
| MARTOKEN, BRYAN, ROGER | Individual | – | CHIEF FINANCIAL OFFICER | 01/2020 | < 5% |
| BYRNE, RICHARD, JAN | Individual | – | PRESIDENT | 01/2020 | < 5% |
| BENEFIT STREET PARTNERS L.L.C. | Domestic Entity | – | MEMBER | 01/2020 | > 75% |
| FRANKLIN RESOURCES, INC. | Domestic Entity | BENEFIT STREET PARTNERS L.L.C. | SOLE MEMBER | 01/2020 | > 75% |
| FB PLUTUS ADVISER HOLDINGS L.L.C. | Domestic Entity | – | MEMBER | 03/2021 | 5-10% |
| STATE TEACHERS RETIREMENT SYSTEM OF OHIO | Domestic Entity | – | MEMBER | 03/2021 | 5-10% |
| BENEFIT STREET PARTNERS, LLC | Foreign Entity | FB PLUTUS ADVISER HOLDINGS L.L.C. | SOLE MEMBER | 03/2021 | > 75% |