325 CAPITAL
325 CAPITAL LLC Legal Name
Adviser information for 325 CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $233.6M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $233.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $36.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $197.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 29 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesEXPENSE REIMBURSEMENT |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
757 THIRD AVENUE20TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 6PM
Tel: 212-376-5325, Fax: None
Chief Compliance Officer
MICHAEL BRANER
MANAGING PARTNER
757 THIRD AVENUE
20TH FLOOR
NEW YORK
NY
United States
Tel:
917.456.2228
M******@*************M
(Full email address available in API data)
Regulatory Contact
LAURA LAUFER
PARTNER
757 THIRD AVENUE
20TH FLOOR
NEW YORK
NY
United States
Tel:
917.623.2161
L******@*************M
(Full email address available in API data)
Industry Affiliates
| 325 CAPITAL GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 325 CAPITAL MASTER FUND LP | Hedge Fund | $36.5M | $5.0M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAUFER, LAURA, HINES | Individual | – | PARTNER | 04/2019 | < 5% |
| BRANER, MICHAEL | Individual | – | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 11/2018 | 25-50% |
| SHRIVASTAVA, ANIL | Individual | – | MANAGING PARTNER | 11/2018 | 25-50% |
| FRIEDBERG, DANIEL | Individual | – | MANAGING PARTNER | 11/2018 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMERICAN PUB ED INC | COM | 23M | 1M | – |
| ASTRANA HEALTH INC | COM NEW | 25M | 621K | – |
| ASTRONICS CORP | COM | 33M | 2M | – |
| BIOTE CORP | CLASS A COM | 28M | 4M | – |
| BLUE BIRD CORP | COM | 45M | 839K | – |
| COHU INC | COM | 11M | 342K | – |
| HEARTLAND EXPRESS INC | COM | 11M | 902K | – |
| INTERDIGITAL INC | COM | 12M | 102K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 20M | 195K | – |
| LIFECORE BIOMEDICAL INC | COM | 7M | 1M | – |
| MOTORCAR PTS AMER INC | COM | 9M | 1M | – |
| TRANSACT TECHNOLOGIES INC | COM | 4M | 1M | – |
| ZETA GLOBAL HOLDINGS CORP | CL A | 11M | 621K | – |