CERRO PACIFIC WEALTH ADVISORS, LLC
Adviser information for CERRO PACIFIC WEALTH ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 806 | $441.4M |
| Non-Discretionary | 0 | $0 |
| Total | 806 | $441.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 137 | $41.7M |
| HNW Individuals | 122 | $306.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $13.6M |
| Charitable organizations | <5 | $690,624 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $79.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-119640 |
|---|---|
| SEC ERA File Number | 801-119640 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310825 |
| Legal Entity Identifier | None |
Principal Office
733 MARSH ST.SUITE #110
SAN LUIS OBISPO
CA
United States
Monday - Friday, 7 AM - 3 PM
Tel: 805-457-3300, Fax: None
Chief Compliance Officer
JENNIFER CHESINI
FOUNDING PARTNER
733 MARSH ST.
SUITE #110
SAN LUIS OBISPO
CA
United States
Tel:
805-457-3300
J****@**************M
(Full email address available in API data)
Regulatory Contact
MEREDITH COLLINS
CLIENT SERVICES AND PORTFOLIO MANAGEMENT
733 MARSH ST.
SUITE #110
SAN LUIS OBISPO
CA
United States
Tel:
805-457-3305
M*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPEIRS, DANIEL, KEITH | Individual | – | MANAGING MEMBER | 10/2020 | 50-75% |
| MEEK, LYLE, LINDSAY | Individual | – | MANAGING MEMBER | 10/2020 | 25-50% |
| CHESINI, JENNIFER, LYNN | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 10/2020 | 10-25% |