ASG INVESTMENT MANAGEMENT, LLC
Adviser information for ASG INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,778 | $182.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,778 | $182.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 515 | $127.6M |
| HNW Individuals | 48 | $55.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-119668 |
|---|---|
| SEC ERA File Number | 801-119668 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292445 |
| Legal Entity Identifier | None |
Principal Office
831 EVANS CITY RDRENFREW
PA
United States
Monday - Friday, 8 AM - 12 PM AND 1 PM - 4 PM
Tel: 724-287-4071, Fax: 724-482-6149
Websites
www.asgretire.com
www.retirementblueprintonline.com
asgoffers.com/
www.linkedin.com/company/accurate-solutions-group/
www.facebook.com/asgretire
open.spotify.com/show/7kh9hhq4igixaeekuzpbpd?si=f71d641b1f7f490d
soundcloud.com/user-559197638
podcasts.google.com/search/curt%20knotick
www.accurateradio.com
Chief Compliance Officer
CURT KNOTICK
CEO AND FINANCIAL ADVISER
831 EVANS CITY RD
RENFREW
PA
United States
Tel:
724-287-4071
C*********@************M
(Full email address available in API data)
Industry Affiliates
| ACCURATE SOLUTIONS GROUP, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KNOTICK, CURT, DAVID | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISER REPRESENTATIVE | 01/2018 | > 75% |