Hedge Fund Database

CAPSTONE TRITON FINANCIAL GROUP LLC

Adviser information for CAPSTONE TRITON FINANCIAL GROUP LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oklahoma, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 809 $282.6M
Non-Discretionary 2 $68,114
Total 811 $282.6M

Clients

Type Number RAUM
Individuals 225 $43.1M
HNW Individuals 83 $178.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 52 $59.4M
Charitable organizations <5 $880,828
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-119672
SEC ERA File Number 801-119672
SEC CIK Numbers 1811805
SEC CRD Numbers 309294
Legal Entity Identifier None

Principal Office

14614 BOGERT PARKWAY
OKLAHOMA CITY
OK
United States
Monday - Friday, M-TH 8:30 TO 4 PM, FRIDAY 8:30 TO 3 PM
Tel: 405-696-7140, Fax: 405-442-0400

Websites

www.capfinancial.com/ www.ctfg.co www.linkedin.com/company/capstonetriton/ www.facebook.com/capstonetriton

Chief Compliance Officer

ANDREW OSTER
PRESIDENT
14614 BOGERT PARKWAY
OKLAHOMA CITY
OK
United States
Tel: 405-696-7140
Fax: 405-442-0400
(Full email address available in API data)

Regulatory Contact

CHELSEA PEREZ
DIRECTOR OF COMPLIANCE AND MARKETING
14614 BOGERT PARKWAY
OKLAHOMA CITY
OK
United States
Tel: 405-696-7140
Fax: 405-442-0400
(Full email address available in API data)

Industry Affiliates

EPIC RETIREMENT Pension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
OSTER, ANDREW, ELLIS Individual ANDREW ELLIS OSTER REVOCABLE TRUST TRUSTEE 07/2010 > 75%
OSTER, ANDREW, ELLIS Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 03/2022 < 5%
ANDREW ELLIS OSTER REVOCABLE TRUST Domestic Entity – MEMBER 11/2020 > 75%
DIANGELO, RICHARD, JOSEPH Individual – VICE PRESIDENT 04/2021 < 5%

No. Employees, Historic

10502020202120222023202420252 on 9/22/20202 on 9/22/20202 on 9/23/20202 on 11/11/20202 on 11/22/20206 on 2/11/20216 on 7/13/20217 on 11/30/20217 on 2/16/20228 on 3/15/20228 on 4/8/202210 on 9/9/202210 on 9/9/202210 on 9/21/202210 on 10/5/202210 on 3/2/202310 on 3/21/202310 on 4/28/202310 on 7/20/202310 on 3/25/2024

RAUM, Historic

300M150M02020202120222023202420250 on 9/22/20200 on 9/22/20200 on 9/23/20200 on 11/11/20200 on 11/22/2020234273375 on 2/11/2021234273375 on 7/13/2021234273375 on 11/30/2021234273375 on 2/16/2022274853195 on 3/15/2022274853195 on 4/8/2022274853195 on 9/9/2022274853195 on 9/9/2022274853195 on 9/21/2022274853195 on 10/5/2022274853195 on 3/2/2023277844408 on 3/21/2023277844408 on 4/28/2023277844408 on 7/20/2023282644038 on 3/25/2024

No. Clients, Historic

2,0001,00002020202120222023202420250 on 9/22/20200 on 9/22/20200 on 9/23/20200 on 11/11/20200 on 11/22/2020276 on 2/11/2021276 on 7/13/2021276 on 11/30/2021276 on 2/16/2022357 on 3/15/2022357 on 4/8/2022357 on 9/9/2022357 on 9/9/2022357 on 9/21/2022357 on 10/5/2022357 on 3/2/20231011 on 3/21/20231011 on 4/28/20231011 on 7/20/2023365 on 3/25/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 2M 20K –
ABBVIE INC COM 1M 8K –
ABRDN ETFS BBRG ALL COMMDY 315K 10K –
AFLAC INC COM 1M 15K –
ALPHABET INC CAP STK CL A 232K 1K –
ALPHABET INC CAP STK CL C 4M 22K –
AMAZON COM INC COM 5M 28K –
AMERICAN TOWER CORP NEW COM 1M 7K –
APPLE INC COM 12M 58K –
APPLIED MATLS INC COM 3M 15K –
BANCFIRST CORP COM 1M 14K –
BANK AMERICA CORP COM 299K 8K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K –
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 –
BROADCOM INC COM 925K 576 –
CHECK POINT SOFTWARE TECH LT ORD 2M 11K –
CHURCH & DWIGHT CO INC COM 1M 11K –
CINCINNATI FINL CORP COM 1M 9K –
CISCO SYS INC COM 2M 42K –
CLOROX CO DEL COM 825K 6K –
COCA COLA CO COM 3M 41K –
COGENT COMMUNICATIONS HLDGS COM NEW 569K 10K –
CONAGRA BRANDS INC COM 1M 35K –
COSTCO WHSL CORP NEW COM 4M 4K –
CROWDSTRIKE HLDGS INC CL A 3M 7K –
CVS HEALTH CORP COM 341K 6K –
DOVER CORP COM 1M 7K –
ECOLAB INC COM 1M 5K –
EMERSON ELEC CO COM 1M 11K –
GSK PLC SPONSORED ADR 325K 8K –
HERSHEY CO COM 247K 1K –
HOME DEPOT INC COM 344K 999 –
HONEYWELL INTL INC COM 707K 3K –
INNOVATOR ETFS TRUST DEFINED WLT SHLD 3M 83K –
INNOVATOR ETFS TRUST LADERD ALCTN PWR 233K 5K –
INNOVATOR ETFS TRUST BUFFER STEP UP S 981K 31K –
INTERNATIONAL BUSINESS MACHS COM 1M 7K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 3M 15K –
INVESCO EXCHANGE TRADED FD T SEMICONDUCTORS 879K 14K –
INVESCO QQQ TR UNIT SER 1 202K 422 –
ISHARES TR 1 3 YR TREAS BD 215K 3K –
ISHARES TR MSCI USA MIN VOL 330K 4K –
ISHARES TR CORE S&P500 ETF 3M 5K –
ISHARES TR ISHARES SEMICDTR 1M 5K –
ISHARES TR S&P 500 GRWT ETF 200K 2K –
ISHARES TR U.S. REAL ES ETF 710K 8K –
ISHARES TR GL CLEAN ENE ETF 195K 15K –
ISHARES TR AGENCY BOND ETF 2M 17K –
ISHARES TR MSCI EAFE ETF 2M 21K –
ISHARES TR CORE S&P SCP ETF 3M 26K –
ISHARES TR CORE S&P MCP ETF 2M 39K –
ISHARES TR S&P 500 VAL ETF 381K 2K –
JANUS DETROIT STR TR HENDRSN SHRT ETF 4M 76K –
JPMORGAN CHASE & CO. COM 999K 5K –
L3HARRIS TECHNOLOGIES INC COM 1M 5K –
LOCKHEED MARTIN CORP COM 755K 2K –
MARVELL TECHNOLOGY INC COM 2M 23K –
MCCORMICK & CO INC COM NON VTG 739K 10K –
MCDONALDS CORP COM 1M 4K –
MEDTRONIC PLC SHS 783K 10K –
MERCK & CO INC COM 2M 16K –
META PLATFORMS INC CL A 485K 962 –
MICROSOFT CORP COM 5M 12K –
MODERNA INC COM 319K 3K –
MONGODB INC CL A 2M 9K –
NETFLIX INC COM 2M 2K –
NVIDIA CORPORATION COM 5M 43K –
OGE ENERGY CORP COM 680K 19K –
PEPSICO INC COM 953K 6K –
PIMCO ETF TR ENHNCD LW DUR AC 467K 5K –
PRICE T ROWE GROUP INC COM 671K 6K –
REPUBLIC SVCS INC COM 1M 8K –
RIO TINTO PLC SPONSORED ADR 1M 20K –
SALESFORCE INC COM 1M 6K –
SCHWAB STRATEGIC TR INTL EQTY ETF 376K 10K –
SELECT SECTOR SPDR TR TECHNOLOGY 256K 1K –
SHERWIN WILLIAMS CO COM 1M 4K –
SHOPIFY INC CL A 1M 19K –
SPDR S&P 500 ETF TR TR UNIT 435K 799 –
SPDR SER TR PORTFOLIO S&P500 3M 51K –
SPDR SER TR PRTFLO S&P500 VL 2M 31K –
SPDR SER TR BBG CONV SEC ETF 283K 4K –
SPDR SER TR PORTFOLIO SH TSR 453K 16K –
SYSCO CORP COM 906K 13K –
TCW ETF TRUST FLEXIBLE INCOME 342K 9K –
TRANE TECHNOLOGIES PLC SHS 1M 4K –
VANECK ETF TRUST FALLEN ANGEL HG 2M 74K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 794K 16K –
VANGUARD BD INDEX FDS INTERMED TERM 600K 8K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 825K 10K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 376K 5K –
VANGUARD WORLD FD HEALTH CAR ETF 2M 6K –
VANGUARD WORLD FD MEGA GRWTH IND 217K 691 –
VANGUARD WORLD FD INF TECH ETF 400K 694 –
VISA INC COM CL A 980K 4K –
WALMART INC COM 4M 57K –