ATS WEALTH MANAGEMENT
SANDEEP VARMA WEALTH STRATEGIES, LLC Legal Name
Adviser information for ATS WEALTH MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 991 | $235.6M |
| Non-Discretionary | 0 | $0 |
| Total | 991 | $235.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 64 | $88.5M |
| HNW Individuals | 302 | $145.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $180,889 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-119682 |
|---|---|
| SEC ERA File Number | 801-119682 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137705 |
| Legal Entity Identifier | None |
Principal Office
5435 OBERLIN DR.SUITE 200
SAN DIEGO
CA
United States
Monday - Friday, 8:00 AM - 5:30 PM
Tel: 858-643-5757, Fax: 858-643-5756
Chief Compliance Officer
NISHA S. VARMA
5435 OBERLIN DRIVE
SUITE 200
SAN DIEGO
CA
United States
Tel:
858-643-5757
Fax:
858-643-5756
N******@***************M
(Full email address available in API data)
Regulatory Contact
SANDEEP VARMA
MANAGING MEMBER
5435 OBERLIN DRIVE
SUITE 200
SAN DIEGO
CA
United States
Tel:
858-643-5757
Fax:
858-643-5756
S********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VARMA, SANDEEP | Individual | – | PRESIDENT | 06/1996 | > 75% |
| VARMA, NISHA, SANDEEP | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |