NFJ INVESTMENT GROUP, LLC
Adviser information for NFJ INVESTMENT GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,081 | $4.2B |
| Non-Discretionary | 1 | $30.8M |
| Total | 1,082 | $4.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $3.5B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $30.8M |
| Pension and profit sharing plans | <5 | $91.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $18.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $40.5M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $32.0M |
| Other | 1,071 | $505.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsINVESTMENT MODEL DELIVERY AND INVESTMENT SERVICES TO WRAP SPONSORS |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 505.5M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ACCESS | CHARLES SCHWAB |
| ACCESS | UBS |
| SELECT UMA | MORGAN STANLEY WEALTH MANAGEMENT |
| UNIFIED PORTFOLIOS | RBC WEALTH MANAGEMENT |
| INVESTMENT ADVISOR PROGRAM (IAP) | MERRILL LYNCH |
| SPONSORED PLATFORM | LOCKWOOD |
| MAC | UBS |
| MANAGED ACCOUNT COMMAND (MAC) | LOCKWOOD |
| MANAGED ACCOUNT SOLUTIONS | ENVESTNET |
| MANAGER SELECTION PROGRAM | CITI PRIVATE BANK |
| MODEL DELIVERY PROGRAM | LOCKWOOD |
| IMS | MORGAN STANLEY WEALTH MANAGEMENT |
| SELECT PORTFOLIO SOLUTIONS | MERRILL LYNCH/US TRUST |
| STRATEGIC WEALTH PORTFOLIO | UBS |
| UMA | ADHESION WEALTH (ALTRIA) |
| FMAX | FIDELITY INSTITUTIONAL WEALTH ADVISER |
| MODEL DELIVERY | WHI TRUST COMPANY, LLC |
| CONSULTING SERVICES | RBC WEALTH MANAGEMENT |
| MODEL DELIVERY PROGRAM | ORION COMMUNITIES |
Principal Office
2100 ROSS AVENUE, SUITE 700DALLAS
TX
United States
Monday - Friday, 8:30 TO 5:00
Tel: 214-754-1780, Fax: 214-754-1798
Chief Compliance Officer
PATTI S. ALMANZA
2100 ROSS AVENUE
SUITE 700
DALLAS
TX
United States
Tel:
214-754-1780
Fax:
214-754-1798
P************@*********M
(Full email address available in API data)
Regulatory Contact
COLIN KINNEY
GLOBAL CHIEF COMPLIANCE OFFICER
ONE FINANCIAL PLAZA
HARTFORD
CT
United States
Tel:
8605031345
C***********@*********M
(Full email address available in API data)
Industry Affiliates
| ALPHASIMPLEX GROUP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CEREDEX VALUE ADVISORS LLC | Other investment adviser, including financial planners |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | Other investment adviser, including financial planners |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| SEIX CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| SILVANT CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| SUSTAINABLE GROWTH ADVISERS, LP | Other investment adviser, including financial planners |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS ETF ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS FIXED INCOME ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS FUND ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS GLOBAL PARTNERS PTE. LTD | Other investment adviser, including financial planners |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | Other investment adviser, including financial planners |
| VIRTUS INVESTMENT ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VP DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WESTCHESTER CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VIRTUS INVESTMENT PARTNERS, INC. | Domestic Entity | VIRTUS PARTNERS, INC. | SOLE SHAREHOLDER | 12/2008 | > 75% |
| AYLWARD, GEORGE, ROBERT | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 09/2020 | < 5% |
| ANGERTHAL, MICHAEL, AARON | Individual | – | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 09/2020 | < 5% |
| VIRTUS PARTNERS, INC. | Domestic Entity | – | SOLE MEMBER | 08/2020 | > 75% |
| ALMANZA, PATTI, SUE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |
| MOWREY, JOHN, REID | Individual | – | EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | 02/2021 | < 5% |
| SMIRL, RICHARD, WILLIAM | Individual | – | EXECUTIVE VICE PRESIDENT | 05/2021 | < 5% |
| PURKALITIS, ANDRA, CYNTHIA | Individual | – | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | 11/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AES CORP | COM | 7M | 414K | – |
| ASGN INC | COM | 3M | 31K | – |
| ABBOTT LABS | COM | 7M | 68K | – |
| ADDUS HOMECARE CORP | COM | 14M | 122K | – |
| ADOBE INC | COM | 2M | 3K | – |
| AECOM | COM | 262K | 3K | – |
| AGILENT TECHNOLOGIES INC | COM | 22M | 169K | – |
| AIR PRODS & CHEMS INC | COM | 30M | 115K | – |
| ALASKA AIR GROUP INC | COM | 11M | 262K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 94M | 808K | – |
| ALLSTATE CORP | COM | 7M | 45K | – |
| ALPHABET INC | CAP STK CL A | 14M | 78K | – |
| AMER STATES WTR CO | COM | 3M | 41K | – |
| AMERICAN TOWER CORP NEW | COM | 21M | 108K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 31M | 238K | – |
| AMETEK INC | COM | 4M | 23K | – |
| ANSYS INC | COM | 4M | 12K | – |
| APPLE INC | COM | 20M | 97K | – |
| ARCOSA INC | COM | 265K | 3K | – |
| ARMSTRONG WORLD INDS INC NEW | COM | 3M | 26K | – |
| ASBURY AUTOMOTIVE GROUP INC | COM | 3M | 13K | – |
| AUTODESK INC | COM | 4M | 15K | – |
| BALL CORP | COM | 28M | 474K | – |
| BANCORP INC DEL | COM | 2M | 46K | – |
| BANK AMERICA CORP | COM | 80M | 2M | – |
| BANK HAWAII CORP | COM | 3M | 48K | – |
| BARCLAYS PLC | ADR | 1K | 110 | – |
| BENTLEY SYS INC | COM CL B | 634K | 13K | – |
| BEST BUY INC | COM | 17M | 199K | – |
| BIO RAD LABS INC | CL A | 5M | 19K | – |
| BLACKROCK INC | COM | 3M | 3K | – |
| BLACKSTONE MTG TR INC | COM CL A | 2M | 140K | – |
| CSX CORP | COM | 234K | 7K | – |
| CADENCE BANK | COM | 3M | 112K | – |
| CAESARS ENTERTAINMENT INC NE | COM | 2M | 40K | – |
| CALIFORNIA WTR SVC GROUP | COM | 3M | 63K | – |
| TOPGOLF CALLAWAY BRANDS CORP | COM | 2M | 143K | – |
| CAPITAL ONE FINL CORP | COM | 18M | 129K | – |
| CELANESE CORP DEL | COM | 11M | 84K | – |
| CHARLES RIV LABS INTL INC | COM | 6M | 28K | – |
| CHART INDS INC | COM | 2M | 13K | – |
| CHESAPEAKE UTILS CORP | COM | 3M | 29K | – |
| CHEVRON CORP NEW | COM | 34M | 216K | – |
| CINCINNATI FINL CORP | COM | 11M | 91K | – |
| CIRRUS LOGIC INC | COM | 3M | 23K | – |
| CITIGROUP INC | COM NEW | 24M | 377K | – |
| CITIZENS FINL GROUP INC | COM | 16M | 433K | – |
| CLEARWAY ENERGY INC | CL C | 3M | 120K | – |
| COEUR MNG INC | COM NEW | 3M | 571K | – |
| COMCAST CORP NEW | CL A | 14M | 359K | – |
| COMMERCE BANCSHARES INC | COM | 33M | 595K | – |
| COMMUNITY FINANCIAL SYSTEM I | COM | 7M | 142K | – |
| COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 2M | 897K | – |
| CONMED CORP | COM | 5M | 79K | – |
| CONOCOPHILLIPS | COM | 1M | 12K | – |
| CONSTELLATION BRANDS INC | CL A | 4M | 15K | – |
| COSTCO WHSL CORP NEW | COM | 15M | 17K | – |
| COUPANG INC | CL A | 144K | 7K | – |
| CROWN CASTLE INC | COM | 30M | 308K | – |
| DIGITAL RLTY TR INC | COM | 9M | 58K | – |
| DIODES INC | COM | 3M | 39K | – |
| DISNEY WALT CO | COM | 18M | 182K | – |
| DOLLAR GEN CORP NEW | COM | 1M | 11K | – |
| DOMINOS PIZZA INC | COM | 35M | 67K | – |
| DYCOM INDS INC | COM | 2M | 13K | – |
| DYNATRACE INC | COM NEW | 292K | 7K | – |
| EOG RES INC | COM | 19M | 155K | – |
| EAST WEST BANCORP INC | COM | 8M | 109K | – |
| EASTGROUP PPTYS INC | COM | 270K | 2K | – |
| EASTMAN CHEM CO | COM | 8M | 78K | – |
| EBAY INC. | COM | 1M | 28K | – |
| EDWARDS LIFESCIENCES CORP | COM | 45M | 483K | – |
| ENTERPRISE FINL SVCS CORP | COM | 3M | 81K | – |
| EQUINIX INC | COM | 7M | 9K | – |
| EQUITY LIFESTYLE PPTYS INC | COM | 3M | 49K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 8M | 114K | – |
| ESSENTIAL UTILS INC | COM | 9M | 254K | – |
| ESSEX PPTY TR INC | COM | 8M | 28K | – |
| EVERGY INC | COM | 7M | 134K | – |
| EVERSOURCE ENERGY | COM | 64M | 1M | – |
| EXLSERVICE HOLDINGS INC | COM | 7M | 232K | – |
| EXTRA SPACE STORAGE INC | COM | 3M | 19K | – |
| EXXON MOBIL CORP | COM | 31M | 272K | – |
| FMC CORP | COM NEW | 27M | 475K | – |
| META PLATFORMS INC | CL A | 1M | 3K | – |
| FIRST FINL BANKSHARES INC | COM | 18M | 618K | – |
| FIRST INTST BANCSYSTEM INC | COM | 3M | 121K | – |
| FORD MTR CO DEL | COM | 8M | 653K | – |
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 401K | 50K | – |
| GENERAL MTRS CO | COM | 1M | 32K | – |
| GLACIER BANCORP INC NEW | COM | 5M | 122K | – |
| GLOBAL PMTS INC | COM | 2M | 23K | – |
| GLOBUS MED INC | CL A | 18M | 259K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | – |
| HDFC BANK LTD | SPONSORED ADS | 2M | 33K | – |
| HANNON ARMSTRONG SUST INFR C | COM | 4M | 134K | – |
| HANOVER INS GROUP INC | COM | 8M | 60K | – |
| HEARTLAND FINL USA INC | COM | 4M | 95K | – |
| HEALTHPEAK PROPERTIES INC | COM | 3M | 161K | – |
| HELMERICH & PAYNE INC | COM | 3M | 74K | – |
| HENRY JACK & ASSOC INC | COM | 28M | 167K | – |
| HERSHEY CO | COM | 1M | 6K | – |
| HOME DEPOT INC | COM | 19M | 57K | – |
| HONEYWELL INTL INC | COM | 39M | 182K | – |
| HORACE MANN EDUCATORS CORP N | COM | 3M | 81K | – |
| IDEX CORP | COM | 2M | 12K | – |
| IDEXX LABS INC | COM | 15M | 31K | – |
| INDEPENDENT BK CORP MASS | COM | 11M | 217K | – |
| INSULET CORP | COM | 301K | 1K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 18M | 133K | – |
| INTUIT | COM | 73M | 111K | – |
| INVITATION HOMES INC | COM | 27M | 762K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 2M | 189K | – |
| IQVIA HLDGS INC | COM | 7M | 34K | – |
| JPMORGAN CHASE & CO. | COM | 26M | 130K | – |
| JD.COM INC | SPON ADS CL A | 12M | 480K | – |
| JONES LANG LASALLE INC | COM | 4M | 19K | – |
| ZIFF DAVIS INC | COM | 11M | 192K | – |
| KAISER ALUMINUM CORP | COM PAR $0.01 | 10M | 112K | – |
| KEURIG DR PEPPER INC | COM | 19M | 562K | – |
| KRONOS WORLDWIDE INC | COM | 3M | 225K | – |
| LGI HOMES INC | COM | 1M | 13K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 38M | 171K | – |
| LAKELAND FINL CORP | COM | 10M | 170K | – |
| VITAL ENERGY INC | COM | 3M | 73K | – |
| LAS VEGAS SANDS CORP | COM | 9M | 199K | – |
| LAUDER ESTEE COS INC | CL A | 14M | 129K | – |
| LEIDOS HOLDINGS INC | COM | 3M | 23K | – |
| LULULEMON ATHLETICA INC | COM | 10M | 34K | – |
| MKS INSTRS INC | COM | 3M | 24K | – |
| MSCI INC | COM | 39M | 81K | – |
| MALIBU BOATS INC | COM CL A | 2M | 60K | – |
| MARKETAXESS HLDGS INC | COM | 25M | 125K | – |
| MASTERCARD INCORPORATED | CL A | 19M | 44K | – |
| MATADOR RES CO | COM | 17M | 280K | – |
| MCCORMICK & CO INC | COM NON VTG | 13M | 186K | – |
| MEDPACE HLDGS INC | COM | 2M | 6K | – |
| MERCADOLIBRE INC | COM | 164K | 100 | – |
| MERCK & CO INC | COM | 1M | 11K | – |
| MERIT MED SYS INC | COM | 12M | 135K | – |
| PATHWARD FINANCIAL INC | COM | 3M | 59K | – |
| METLIFE INC | COM | 5M | 67K | – |
| MICROSOFT CORP | COM | 23M | 52K | – |
| MID-AMER APT CMNTYS INC | COM | 28M | 198K | – |
| MORGAN STANLEY | COM NEW | 22M | 225K | – |
| NASDAQ INC | COM | 4M | 72K | – |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 11M | 266K | – |
| NEXTERA ENERGY INC | COM | 86M | 1M | – |
| NICE LTD | SPONSORED ADR | 6M | 36K | – |
| NIKE INC | CL B | 25M | 332K | – |
| ONEOK INC NEW | COM | 8M | 94K | – |
| OSHKOSH CORP | COM | 3M | 25K | – |
| OVINTIV INC | COM | 34M | 728K | – |
| PNC FINL SVCS GROUP INC | COM | 62M | 398K | – |
| PACIRA BIOSCIENCES INC | COM | 3M | 92K | – |
| PAN AMERN SILVER CORP | COM | 8M | 402K | – |
| PATTERSON-UTI ENERGY INC | COM | 3M | 255K | – |
| PFIZER INC | COM | 10M | 341K | – |
| PHILLIPS 66 | COM | 2M | 15K | – |
| PDD HOLDINGS INC | SPONSORED ADS | 995K | 7K | – |
| PINNACLE FINL PARTNERS INC | COM | 3M | 41K | – |
| PLANET FITNESS INC | CL A | 1M | 19K | – |
| PORTLAND GEN ELEC CO | COM NEW | 3M | 60K | – |
| PRICE T ROWE GROUP INC | COM | 10M | 90K | – |
| PROLOGIS INC. | COM | 6M | 51K | – |
| QUAKER HOUGHTON | COM | 2M | 13K | – |
| RB GLOBAL INC | COM | 27M | 351K | – |
| RENTOKIL INITIAL PLC | SPONSORED ADR | 978 | 33 | – |
| REXFORD INDL RLTY INC | COM | 91M | 2M | – |
| RINGCENTRAL INC | CL A | 3M | 90K | – |
| ROLLINS INC | COM | 13M | 258K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 20M | 104K | – |
| SPS COMM INC | COM | 3M | 17K | – |
| SALESFORCE INC | COM | 9M | 35K | – |
| SANDY SPRING BANCORP INC | COM | 3M | 137K | – |
| SCHLUMBERGER LTD | COM STK | 11M | 227K | – |
| SEALED AIR CORP NEW | COM | 4M | 116K | – |
| SERVICENOW INC | COM | 9K | 11 | – |
| SKYWORKS SOLUTIONS INC | COM | 8M | 73K | – |
| SOUTHSTATE CORPORATION | COM | 3M | 42K | – |
| SOUTHSIDE BANCSHARES INC | COM | 2M | 59K | – |
| STANLEY BLACK & DECKER INC | COM | 40M | 499K | – |
| STARBUCKS CORP | COM | 11M | 147K | – |
| STEPAN CO | COM | 21M | 256K | – |
| STIFEL FINL CORP | COM | 3M | 39K | – |
| STOCK YDS BANCORP INC | COM | 3M | 69K | – |
| SUN CMNTYS INC | COM | 24M | 200K | – |
| SYSCO CORP | COM | 2M | 34K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 441K | 3K | – |
| TARGET CORP | COM | 17M | 112K | – |
| TC ENERGY CORP | COM | 28M | 735K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 5M | 14K | – |
| TELEFLEX INCORPORATED | COM | 35M | 166K | – |
| TERRENO RLTY CORP | COM | 14M | 241K | – |
| TETRA TECH INC NEW | COM | 11M | 52K | – |
| TEXAS INSTRS INC | COM | 15M | 79K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 42M | 77K | – |
| TORO CO | COM | 22M | 234K | – |
| TRANSUNION | COM | 16M | 218K | – |
| TRUIST FINL CORP | COM | 52M | 1M | – |
| TYLER TECHNOLOGIES INC | COM | 8M | 16K | – |
| TYSON FOODS INC | CL A | 30M | 520K | – |
| UGI CORP NEW | COM | 21M | 933K | – |
| UMB FINL CORP | COM | 4M | 46K | – |
| US BANCORP DEL | COM NEW | 34M | 863K | – |
| UMH PPTYS INC | COM | 3M | 205K | – |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 2M | 38K | – |
| UNDER ARMOUR INC | CL A | 5M | 824K | – |
| UNIFIRST CORP MASS | COM | 3M | 18K | – |
| UNITEDHEALTH GROUP INC | COM | 8M | 16K | – |
| VALE S A | SPONSORED ADS | 4M | 328K | – |
| VEEVA SYS INC | CL A COM | 22M | 123K | – |
| VERISIGN INC | COM | 6M | 33K | – |
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 119K | 9K | – |
| VISA INC | COM CL A | 10M | 39K | – |
| WEC ENERGY GROUP INC | COM | 9M | 117K | – |
| WALKER & DUNLOP INC | COM | 4M | 44K | – |
| WATTS WATER TECHNOLOGIES INC | CL A | 3M | 15K | – |
| WENDYS CO | COM | 3M | 149K | – |
| WHIRLPOOL CORP | COM | 10M | 101K | – |
| WOLVERINE WORLD WIDE INC | COM | 3M | 198K | – |
| WORLD KINECT CORPORATION | COM | 11M | 418K | – |
| XCEL ENERGY INC | COM | 5K | 85 | – |
| XENCOR INC | COM | 949K | 50K | – |
| XYLEM INC | COM | 12M | 91K | – |
| YETI HLDGS INC | COM | 1M | 36K | – |
| ZOETIS INC | CL A | 33M | 192K | – |
| ALLEGION PLC | ORD SHS | 22M | 186K | – |
| AON PLC | SHS CL A | 1M | 4K | – |
| GENPACT LIMITED | SHS | 19M | 576K | – |
| LIVANOVA PLC | SHS | 2M | 38K | – |
| MEDTRONIC PLC | SHS | 19M | 240K | – |
| APTIV PLC | SHS | 20M | 279K | – |
| NOMAD FOODS LTD | USD ORD SHS | 3M | 163K | – |
| TRONOX HOLDINGS PLC | SHS | 9M | 578K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 3K | 3 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 2M | 26K | – |
| ASGN INC | COM | 158K | 2K | – |
| ABBOTT LABS | COM | 3M | 25K | – |
| ADDUS HOMECARE CORP | COM | 441K | 4K | – |
| ADOBE INC | COM | 10K | 18 | – |
| AECOM | COM | 1K | 14 | – |
| AGILENT TECHNOLOGIES INC | COM | 8M | 65K | – |
| AGNICO EAGLE MINES LTD | COM | 914K | 14K | – |
| AIR PRODS & CHEMS INC | COM | 4M | 16K | – |
| ALASKA AIR GROUP INC | COM | 196K | 5K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 12M | 104K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 752K | 10K | – |
| ALLSTATE CORP | COM | 3M | 17K | – |
| AMER STATES WTR CO | COM | 170K | 2K | – |
| AMERICAN TOWER CORP NEW | COM | 4K | 20 | – |
| AMERICAN WTR WKS CO INC NEW | COM | 2M | 19K | – |
| APPLE INC | COM | 3M | 15K | – |
| ARCOSA INC | COM | 1K | 15 | – |
| ARMSTRONG WORLD INDS INC NEW | COM | 167K | 1K | – |
| ASBURY AUTOMOTIVE GROUP INC | COM | 171K | 751 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 606K | 8K | – |
| AUTODESK INC | COM | 27K | 109 | – |
| BALL CORP | COM | 4M | 72K | – |
| BANCORP INC DEL | COM | 95K | 3K | – |
| BANK AMERICA CORP | COM | 13M | 335K | – |
| BANK HAWAII CORP | COM | 153K | 3K | – |
| BARCLAYS PLC | ADR | 457K | 43K | – |
| BENTLEY SYS INC | COM CL B | 3K | 62 | – |
| BEST BUY INC | COM | 2M | 18K | – |
| BIO RAD LABS INC | CL A | 84K | 306 | – |
| BLACKROCK INC | COM | 20K | 26 | – |
| BLACKSTONE MTG TR INC | COM CL A | 145K | 8K | – |
| CSX CORP | COM | 1K | 35 | – |
| CADENCE BANK | COM | 183K | 6K | – |
| CAESARS ENTERTAINMENT INC NE | COM | 87K | 2K | – |
| CALIFORNIA WTR SVC GROUP | COM | 189K | 4K | – |
| TOPGOLF CALLAWAY BRANDS CORP | COM | 111K | 7K | – |
| CAPITAL ONE FINL CORP | COM | 3M | 23K | – |
| CELANESE CORP DEL | COM | 1M | 9K | – |
| CHARLES RIV LABS INTL INC | COM | 6K | 31 | – |
| CHART INDS INC | COM | 100K | 694 | – |
| CHESAPEAKE UTILS CORP | COM | 185K | 2K | – |
| CHEVRON CORP NEW | COM | 4M | 27K | – |
| CINCINNATI FINL CORP | COM | 20K | 169 | – |
| CIRRUS LOGIC INC | COM | 186K | 1K | – |
| CITIGROUP INC | COM NEW | 5M | 80K | – |
| CITIZENS FINL GROUP INC | COM | 33K | 919 | – |
| CLEARWAY ENERGY INC | CL C | 176K | 7K | – |
| COEUR MNG INC | COM NEW | 181K | 32K | – |
| COMCAST CORP NEW | CL A | 5M | 117K | – |
| COMMERCE BANCSHARES INC | COM | 352K | 6K | – |
| COMMUNITY FINANCIAL SYSTEM I | COM | 379K | 8K | – |
| COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 153K | 66K | – |
| CONMED CORP | COM | 82K | 1K | – |
| CONOCOPHILLIPS | COM | 9K | 78 | – |
| CROWN CASTLE INC | COM | 7M | 76K | – |
| D R HORTON INC | COM | 2K | 17 | – |
| DIGITAL RLTY TR INC | COM | 4K | 26 | – |
| DIODES INC | COM | 143K | 2K | – |
| DISNEY WALT CO | COM | 2M | 25K | – |
| DOLLAR GEN CORP NEW | COM | 14K | 105 | – |
| DOMINOS PIZZA INC | COM | 23K | 45 | – |
| DOVER CORP | COM | 722 | 4 | – |
| DYCOM INDS INC | COM | 109K | 648 | – |
| EOG RES INC | COM | 3M | 22K | – |
| EASTGROUP PPTYS INC | COM | 1K | 7 | – |
| EBAY INC. | COM | 10K | 185 | – |
| EDWARDS LIFESCIENCES CORP | COM | 49K | 534 | – |
| ENTERPRISE FINL SVCS CORP | COM | 179K | 4K | – |
| EQUINIX INC | COM | 4K | 5 | – |
| EQUINOR ASA | SPONSORED ADR | 720K | 25K | – |
| EQUITY LIFESTYLE PPTYS INC | COM | 186K | 3K | – |
| ESSENTIAL UTILS INC | COM | 1K | 32 | – |
| EVERSOURCE ENERGY | COM | 9M | 155K | – |
| EXLSERVICE HOLDINGS INC | COM | 183K | 6K | – |
| EXTRA SPACE STORAGE INC | COM | 1M | 9K | – |
| EXXON MOBIL CORP | COM | 4M | 39K | – |
| FMC CORP | COM NEW | 3M | 49K | – |
| META PLATFORMS INC | CL A | 14K | 27 | – |
| FIRST FINL BANKSHARES INC | COM | 374K | 13K | – |
| FIRST INTST BANCSYSTEM INC | COM | 193K | 7K | – |
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 2K | 216 | – |
| GENERAL MTRS CO | COM | 10K | 215 | – |
| GENMAB A/S | SPONSORED ADS | 308K | 12K | – |
| GLACIER BANCORP INC NEW | COM | 212K | 6K | – |
| GLOBAL PMTS INC | COM | 23K | 237 | – |
| GLOBUS MED INC | CL A | 364K | 5K | – |
| GOLDMAN SACHS GROUP INC | COM | 11K | 25 | – |
| HDFC BANK LTD | SPONSORED ADS | 1M | 22K | – |
| HANNON ARMSTRONG SUST INFR C | COM | 214K | 7K | – |
| HANOVER INS GROUP INC | COM | 8K | 64 | – |
| HEALTHPEAK PROPERTIES INC | COM | 181K | 9K | – |
| HELMERICH & PAYNE INC | COM | 139K | 4K | – |
| HENRY JACK & ASSOC INC | COM | 3M | 16K | – |
| HERSHEY CO | COM | 8K | 43 | – |
| HOME DEPOT INC | COM | 3M | 8K | – |
| HONEYWELL INTL INC | COM | 6M | 29K | – |
| HORACE MANN EDUCATORS CORP N | COM | 154K | 5K | – |
| IDEX CORP | COM | 22K | 109 | – |
| IDEXX LABS INC | COM | 9K | 19 | – |
| INDEPENDENT BK CORP MASS | COM | 176K | 3K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 3M | 21K | – |
| INTUIT | COM | 12M | 18K | – |
| INVITATION HOMES INC | COM | 3M | 83K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 78K | 10K | – |
| IQVIA HLDGS INC | COM | 11K | 52 | – |
| ISHARES TR | RUS 1000 VAL ETF | 620K | 4K | – |
| JPMORGAN CHASE & CO. | COM | 4M | 17K | – |
| JD.COM INC | SPON ADS CL A | 1M | 41K | – |
| JONES LANG LASALLE INC | COM | 213K | 1K | – |
| ZIFF DAVIS INC | COM | 175K | 3K | – |
| KE HLDGS INC | SPONSORED ADS | 1K | 77 | – |
| KAISER ALUMINUM CORP | COM PAR $0.01 | 187K | 2K | – |
| KEURIG DR PEPPER INC | COM | 3M | 80K | – |
| KRONOS WORLDWIDE INC | COM | 180K | 14K | – |
| LGI HOMES INC | COM | 82K | 912 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 6M | 28K | – |
| LAKELAND FINL CORP | COM | 186K | 3K | – |
| VITAL ENERGY INC | COM | 113K | 3K | – |
| LAUDER ESTEE COS INC | CL A | 5K | 45 | – |
| LEIDOS HOLDINGS INC | COM | 27K | 187 | – |
| LULULEMON ATHLETICA INC | COM | 328K | 1K | – |
| MKS INSTRS INC | COM | 182K | 1K | – |
| MSCI INC | COM | 5M | 11K | – |
| MALIBU BOATS INC | COM CL A | 106K | 3K | – |
| MARKETAXESS HLDGS INC | COM | 2M | 11K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 10K | – |
| MATADOR RES CO | COM | 275K | 5K | – |
| MCCORMICK & CO INC | COM NON VTG | 3M | 40K | – |
| MEDPACE HLDGS INC | COM | 227K | 551 | – |
| MERCK & CO INC | COM | 9K | 73 | – |
| MERIT MED SYS INC | COM | 192K | 2K | – |
| PATHWARD FINANCIAL INC | COM | 183K | 3K | – |
| METLIFE INC | COM | 3M | 44K | – |
| MICROSOFT CORP | COM | 3M | 8K | – |
| MID-AMER APT CMNTYS INC | COM | 3M | 20K | – |
| MORGAN STANLEY | COM NEW | 3M | 30K | – |
| NASDAQ INC | COM | 1M | 22K | – |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 201K | 5K | – |
| NEXTERA ENERGY INC | COM | 11M | 158K | – |
| NICE LTD | SPONSORED ADR | 306K | 2K | – |
| NIKE INC | CL B | 4M | 51K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 1K | 7 | – |
| ONEOK INC NEW | COM | 3M | 41K | – |
| OSHKOSH CORP | COM | 170K | 2K | – |
| OVINTIV INC | COM | 4M | 87K | – |
| PNC FINL SVCS GROUP INC | COM | 6M | 39K | – |
| PACIRA BIOSCIENCES INC | COM | 144K | 5K | – |
| PAN AMERN SILVER CORP | COM | 3M | 141K | – |
| PATTERSON-UTI ENERGY INC | COM | 133K | 13K | – |
| PHILLIPS 66 | COM | 16K | 116 | – |
| PDD HOLDINGS INC | SPONSORED ADS | 383K | 3K | – |
| PINNACLE FINL PARTNERS INC | COM | 185K | 2K | – |
| PLANET FITNESS INC | CL A | 140K | 2K | – |
| PORTLAND GEN ELEC CO | COM NEW | 147K | 3K | – |
| PRICE T ROWE GROUP INC | COM | 28K | 243 | – |
| PROLOGIS INC. | COM | 1K | 12 | – |
| QUAKER HOUGHTON | COM | 146K | 862 | – |
| RB GLOBAL INC | COM | 5M | 61K | – |
| RENTOKIL INITIAL PLC | SPONSORED ADR | 408K | 14K | – |
| REXFORD INDL RLTY INC | COM | 13M | 285K | – |
| RINGCENTRAL INC | CL A | 135K | 5K | – |
| ROLLINS INC | COM | 1M | 29K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 48K | 246 | – |
| SPS COMM INC | COM | 195K | 1K | – |
| SALESFORCE INC | COM | 1M | 4K | – |
| SANDY SPRING BANCORP INC | COM | 184K | 8K | – |
| SCHLUMBERGER LTD | COM STK | 8K | 174 | – |
| SEALED AIR CORP NEW | COM | 1M | 39K | – |
| SERVICENOW INC | COM | 10K | 13 | – |
| SONY GROUP CORP | SPONSORED ADR | 1M | 12K | – |
| SOUTHSTATE CORPORATION | COM | 171K | 2K | – |
| SOUTHSIDE BANCSHARES INC | COM | 93K | 3K | – |
| STANLEY BLACK & DECKER INC | COM | 5M | 61K | – |
| STARBUCKS CORP | COM | 2M | 28K | – |
| STEPAN CO | COM | 337K | 4K | – |
| STIFEL FINL CORP | COM | 216K | 3K | – |
| STOCK YDS BANCORP INC | COM | 194K | 4K | – |
| SUN CMNTYS INC | COM | 2M | 20K | – |
| SYSCO CORP | COM | 23K | 321 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 533K | 3K | – |
| TC ENERGY CORP | COM | 3M | 82K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 17K | 44 | – |
| TELEFLEX INCORPORATED | COM | 5M | 24K | – |
| TERRENO RLTY CORP | COM | 360K | 6K | – |
| TETRA TECH INC NEW | COM | 220K | 1K | – |
| TEXAS INSTRS INC | COM | 34K | 174 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 7M | 12K | – |
| TORO CO | COM | 197K | 2K | – |
| TORONTO DOMINION BK ONT | COM NEW | 414K | 8K | – |
| TRANSUNION | COM | 6M | 81K | – |
| TRUIST FINL CORP | COM | 5M | 125K | – |
| TYLER TECHNOLOGIES INC | COM | 33K | 65 | – |
| TYSON FOODS INC | CL A | 4M | 78K | – |
| UGI CORP NEW | COM | 3M | 122K | – |
| UMB FINL CORP | COM | 226K | 3K | – |
| US BANCORP DEL | COM NEW | 3M | 72K | – |
| UMH PPTYS INC | COM | 179K | 11K | – |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 83K | 2K | – |
| UNDER ARMOUR INC | CL A | 78K | 12K | – |
| UNIFIRST CORP MASS | COM | 159K | 928 | – |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 2K | 183 | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 5K | – |
| VALE S A | SPONSORED ADS | 789K | 71K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 285K | 5K | – |
| VEEVA SYS INC | CL A COM | 33K | 181 | – |
| WEC ENERGY GROUP INC | COM | 9K | 115 | – |
| WALKER & DUNLOP INC | COM | 230K | 2K | – |
| WATTS WATER TECHNOLOGIES INC | CL A | 160K | 875 | – |
| WENDYS CO | COM | 153K | 9K | – |
| WHIRLPOOL CORP | COM | 145K | 1K | – |
| WOLVERINE WORLD WIDE INC | COM | 134K | 10K | – |
| WORLD KINECT CORPORATION | COM | 173K | 7K | – |
| XCEL ENERGY INC | COM | 5K | 98 | – |
| XENCOR INC | COM | 48K | 3K | – |
| XYLEM INC | COM | 37K | 270 | – |
| YETI HLDGS INC | COM | 75K | 2K | – |
| ZOETIS INC | CL A | 5M | 30K | – |
| ALLEGION PLC | ORD SHS | 603K | 5K | – |
| AON PLC | SHS CL A | 13K | 44 | – |
| GENPACT LIMITED | SHS | 3M | 83K | – |
| LIVANOVA PLC | SHS | 499K | 9K | – |
| MEDTRONIC PLC | SHS | 2M | 32K | – |
| NOMAD FOODS LTD | USD ORD SHS | 161K | 10K | – |
| TRONOX HOLDINGS PLC | SHS | 155K | 10K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 2M | 2K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 20K | 206 | – |