PARIAX PRIVATE WEALTH MANAGEMENT

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	116	$114.1M
Non-Discretionary	0	$0
Total	116	$114.1M

Clients

Type	Number	RAUM
Individuals	<5	$1.7M
HNW Individuals	26	$105.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$6.9M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	114.1M

Portfolio Manager to Program	Sponsor
PARIAX PRIVATE WEALTH MANAGEMENT WRAP PROGRAM	PARIAX PRIVATE WEALTH MANAGEMENT

Identifiers

SEC RIA File Number	801-119694
SEC ERA File Number	801-119694
SEC CIK Numbers	1879203
SEC CRD Numbers	301474
Legal Entity Identifier	None

Principal Office

500 NEWPORT CENTER DRIVE
SUITE 625
NEWPORT BEACH
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic