Hedge Fund Database

ICAPITAL WEALTH LLC

Adviser information for ICAPITAL WEALTH LLC last updated from Form ADV on March 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Nevada, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 89 $186.7M
Non-Discretionary 73 $110.2M
Total 162 $296.9M

Clients

Type Number RAUM
Individuals <5 $46,069
HNW Individuals 43 $284.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $12.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-119696
SEC ERA File Number 801-119696
SEC CIK Numbers 1911091
SEC CRD Numbers 311102
Legal Entity Identifier None

Principal Office

1026 OAK STREET
SUITE 201
CLAYTON
CA
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: (925) 276-0427, Fax: (415) 276-1724

Chief Compliance Officer

YARENIS RODRIGUEZ
375 HIGHLAND AVENUE NE,
#1014
ATLANTA
GA
United States
Tel: (925) 276-0427
(Full email address available in API data)

Regulatory Contact

JARRETT. A. BRADY
PRINCIPAL
1026 OAK STREET
SUITE 201
CLAYTON
CA
United States
Tel: (925) 276-0427
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KERN, GREGORY, GERARD Individual – MANAGING DIRECTOR/ PRINCIPAL 09/2020 50-75%
BRADY, JARRETT, ALEXANDER Individual – MANAGING DIRECTOR / PRINCIPAL 09/2020 50-75%
RODRIGUEZ, YARENIS, ROSA Individual – CHIEF COMPLIANCE OFFICER 02/2022 < 5%

No. Employees, Historic

1050202020212022202320243 on 9/25/20203 on 10/7/20203 on 11/2/20203 on 11/6/20203 on 12/1/20203 on 3/2/20213 on 4/26/20213 on 1/7/20223 on 3/9/20223 on 4/7/20223 on 9/14/20223 on 11/21/20223 on 3/17/2023

RAUM, Historic

500M250M0202020212022202320240 on 9/25/20200 on 10/7/20200 on 11/2/20200 on 11/6/20200 on 12/1/2020451004004 on 3/2/2021451004004 on 4/26/2021451004004 on 1/7/2022444172068 on 3/9/2022444172068 on 4/7/2022444172068 on 9/14/2022444172068 on 11/21/2022296880457 on 3/17/2023

No. Clients, Historic

50250202020212022202320240 on 9/25/20200 on 10/7/20200 on 11/2/20200 on 11/6/20200 on 12/1/202044 on 3/2/202144 on 4/26/202144 on 1/7/202236 on 3/9/202236 on 4/7/202236 on 9/14/202236 on 11/21/202243 on 3/17/2023

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 224K 1K –
ADVANCED MICRO DEVICES INC COM 3M 18K –
AIRBNB INC COM CL A 1M 7K –
ALCON AG ORD SHS 338K 4K –
ALGONQUIN PWR UTILS CORP COM 153K 26K –
ALPHABET INC CAP STK CL A 1M 6K –
ALPHABET INC CAP STK CL C 5M 29K –
ALTRIA GROUP INC COM 456K 10K –
AMAZON COM INC COM 5M 27K –
AMERICAN EXPRESS CO COM 648K 3K –
APPLE INC COM 6M 27K –
ARM HOLDINGS PLC SPONSORED ADS 774K 5K –
ARMADA HOFFLER PPTYS INC COM 275K 25K –
AUTODESK INC COM 285K 1K –
BANK AMERICA CORP COM 757K 19K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 246K 605 –
BLOCK INC CL A 3M 40K –
CATERPILLAR INC COM 533K 2K –
CHEVRON CORP NEW COM 424K 3K –
CHIPOTLE MEXICAN GRILL INC COM 3M 43K –
CISCO SYS INC COM 296K 6K –
CLIPPER RLTY INC COM 69K 19K –
CONFLUENT INC CLASS A COM 6M 215K –
COSTCO WHSL CORP NEW COM 454K 534 –
CROWDSTRIKE HLDGS INC CL A 9M 24K –
EMPIRE ST RLTY TR INC CL A 176K 19K –
ENERGY TRANSFER L P COM UT LTD PTN 209K 13K –
ENVIVA INC COM 22K 51K –
EPR PPTYS COM SH BEN INT 261K 6K –
ESSENTIAL PPTYS RLTY TR INC COM 293K 11K –
EXELIXIS INC COM 306K 14K –
EXXON MOBIL CORP COM 235K 2K –
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 467K 5K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 969K 17K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 245K 5K –
FIRST TR EXCHANGE-TRADED FD NASDQ ARTFCIAL 254K 6K –
FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 271K 8K –
FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 277K 2K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 6M 75K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 259K 9K –
FIRST TR NASDAQ 100 TECH IND SHS 1M 7K –
FIRST TR S&P REIT INDEX FD COM 258K 10K –
FIRST TR VALUE LINE DIVID IN SHS 2M 51K –
FIRST TRUST LRGCP GWT ALPHAD COM SHS 245K 2K –
GILEAD SCIENCES INC COM 291K 4K –
GLOBAL MED REIT INC COM NEW 263K 29K –
GLOBAL X FDS CLOUD COMPUTNG 337K 17K –
GOLDMAN SACHS BDC INC SHS 7M 487K –
GOLDMAN SACHS GROUP INC COM 599K 1K –
INVESCO QQQ TR UNIT SER 1 2M 4K –
ISHARES TR MSCI EMG MKT ETF 205K 5K –
ISHARES TR INDIA 50 ETF 268K 5K –
ISHARES TR CORE S&P TTL STK 273K 2K –
ISHARES TR CORE HIGH DV ETF 616K 6K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR CONV BD ETF 1M 18K –
ISHARES TR RUSSELL 2000 ETF 2M 8K –
ISHARES TR ISHARES BIOTECH 3M 19K –
JPMORGAN CHASE & CO. COM 2M 8K –
KIMBERLY-CLARK CORP COM 346K 3K –
LOWES COS INC COM 338K 2K –
META PLATFORMS INC CL A 3M 6K –
MICROSOFT CORP COM 14M 31K –
MONGODB INC CL A 6M 23K –
NETFLIX INC COM 620K 919 –
NOVARTIS AG SPONSORED ADR 357K 3K –
NVIDIA CORPORATION COM 10M 79K –
OUTFRONT MEDIA INC COM 243K 17K –
PALANTIR TECHNOLOGIES INC CL A 2M 94K –
PALLADYNE AI CORP COM NEW 150K 94K –
PALO ALTO NETWORKS INC COM 6M 18K –
PATTERSON-UTI ENERGY INC COM 950K 92K –
PIMCO ETF TR ENHAN SHRT MA AC 253K 3K –
PURE STORAGE INC CL A 4M 63K –
RTX CORPORATION COM 216K 2K –
SALESFORCE INC COM 972K 4K –
SCHWAB STRATEGIC TR US LCAP GR ETF 346K 3K –
SELECT SECTOR SPDR TR ENERGY 253K 3K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 510K 4K –
SELECT SECTOR SPDR TR FINANCIAL 822K 20K –
SELECT SECTOR SPDR TR TECHNOLOGY 1M 5K –
SERVICENOW INC COM 290K 369 –
SNOWFLAKE INC CL A 6M 43K –
SOFI TECHNOLOGIES INC COM 425K 64K –
SPDR S&P 500 ETF TR TR UNIT 4M 8K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 214K 400 –
SPDR SER TR PRTFLO S&P500 HI 648K 16K –
SPDR SER TR BBG CONV SEC ETF 966K 13K –
SPDR SER TR S&P DIVID ETF 1M 9K –
SPDR SER TR S&P BIOTECH 1M 14K –
SUN CMNTYS INC COM 240K 2K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 317K 2K –
TESLA INC COM 3M 15K –
UBER TECHNOLOGIES INC COM 4M 57K –
VANECK ETF TRUST BIOTECH ETF 505K 3K –
VANECK ETF TRUST MORNINGSTAR SMID 1M 40K –
VANECK ETF TRUST DURABLE HGH DIV 2M 64K –
VANECK ETF TRUST MRNGSTR WDE MOAT 8M 92K –
VANGUARD INDEX FDS MID CAP ETF 213K 879 –
VANGUARD INDEX FDS S&P 500 ETF SHS 676K 1K Raymond James & Associates, Inc
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 871K 5K –
VANGUARD WORLD FD INF TECH ETF 277K 481 –
VEEVA SYS INC CL A COM 382K 2K –
VERTEX PHARMACEUTICALS INC COM 277K 591 –
VERTIV HOLDINGS CO COM CL A 2M 19K –
VICI PPTYS INC COM 258K 9K –
VISA INC COM CL A 551K 2K –
WALMART INC COM 3M 37K –
WELLS FARGO CO NEW COM 328K 6K –
ZSCALER INC COM 5M 24K –