ICON INFRASTRUCTURE NORTH AMERICA INC.
Adviser information for ICON INFRASTRUCTURE NORTH AMERICA INC. last updated from Form ADV on June 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Canada |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $1.4B |
| Total | 1 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $1.4B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | PROVIDES ADVISORY SERVICES TO ITS PARENT COMPANY |
|---|---|
| Compensation | OPERATING COSTS PLUS AN ADDITIONAL 9% OF OPERATING COSTS |
Identifiers
| SEC RIA File Number | 801-119702 |
|---|---|
| SEC ERA File Number | 801-119702 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306800 |
| Legal Entity Identifier | 213800EIKZNL3POS1R81 |
Principal Office
155 WELLINGTON STREET WESTSUITE 2930
TORONTO
Canada
Monday - Friday, 9AM-6PM
Tel: 1 929 226 1447, Fax: None
Chief Compliance Officer
CAROLINE GRANSHAW
5TH FLOOR
15 GOLDEN SQUARE
LONDON
United Kingdom
Tel:
+442072929661
C****************@*********************M
(Full email address available in API data)
Regulatory Contact
RORY HUNTER
PARTNER
1411 BROADWAY
17TH FLOOR
NEW YORK
NY
United States
Tel:
929 226 1447
R**********@*********************M
(Full email address available in API data)
Industry Affiliates
| ICON GP III LLP | Sponsor, GP, manager of pooled investment vehicles |
| ICON GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ICON GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| ICON INFRASTRUCTURE LLP | Other investment adviser, including financial planners |
| ICON INFRASTRUCTURE MANAGEMENT II LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ICON INFRASTRUCTURE MANAGEMENT III LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ICON INFRASTRUCTURE MANAGEMENT IV LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ICON INFRASTRUCTURE MANAGEMENT V LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ICON INFRASTRUCTURE MANAGEMENT VI LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ICON INFRASTRUCTURE LLP | Foreign Entity | – | SHAREHOLDER | 11/2016 | > 75% |
| MALAN, PAUL, RICHARD | Individual | – | DIRECTOR, CHAIR | 11/2016 | < 5% |
| MALAN, PAUL, RICHARD | Individual | ICON INFRASTRUCTURE LLP | SENIOR PARTNER | 07/2011 | 25-50% |
| GRANSHAW, CAROLINE, ELIZABETH STIRLING | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2020 | < 5% |
| HUNTER, RORY | Individual | – | PARTNER | 09/2020 | < 5% |