15 EQUITY
15 EQUITY, LLC Legal Name
Adviser information for 15 EQUITY last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 138 | $80.9M |
| Non-Discretionary | 8 | $35.5M |
| Total | 146 | $116.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 90 | $11.1M |
| HNW Individuals | 50 | $91.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $955,301 |
| Charitable organizations | <5 | $6.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $6.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-119711 |
|---|---|
| SEC ERA File Number | 801-119711 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310628 |
| Legal Entity Identifier | None |
Principal Office
10 EAST YANONALI STREETSUITE 109
SANTA BARBARA
CA
United States
Monday - Friday, 9-5
Tel: 805-456-4426, Fax: None
Chief Compliance Officer
MITCH AVNET
40 EXCHANGE PLACE
SUITE 402
NEW YORK
NY
United States
Tel:
6463462468
C*********@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LUCIA, RAYMOND, JOSEPH | Individual | – | CEO | 09/2020 | 50-75% |
| LUCIA, JOSEPH, PAUL | Individual | – | MEMBER | 09/2020 | 10-25% |
| AVNET, MITCHELL, STEVEN | Individual | – | CCO | 09/2020 | < 5% |
| HELFERT, LANCE, WILLIAM | Individual | – | MEMBER | 01/2021 | < 5% |
| LOWE, RYAN, ATTICUS | Individual | – | MEMBER | 01/2021 | < 5% |