RISKBRIDGE ADVISORS, LLC
Adviser information for RISKBRIDGE ADVISORS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 43 | $284.9M |
| Non-Discretionary | 4 | $348.1M |
| Total | 47 | $633.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $2.0M |
| HNW Individuals | 25 | $226.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $848,664 |
| Charitable organizations | 5 | $26.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $2.2M |
| Insurance companies | <5 | $332.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $42.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-119715 |
|---|---|
| SEC ERA File Number | 801-119715 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310396 |
| Legal Entity Identifier | None |
Principal Office
401 MERRITT 7PH
NORWALK
CT
United States
Monday - Friday, 9AM-5PM
Tel: (203) 658-6055, Fax: None
Chief Compliance Officer
WILLIAM KENNEDY
CEO & CIO
401 MERRITT 7
PH
NORWALK
CT
United States
Tel:
(203) 658-6055
B*******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOMAH MANAGEMENT, LLC | Domestic Entity | – | MANAGING MEMBER | 07/2020 | 50-75% |
| PFEIFFER, CRAIG, DAVID | Individual | – | MEMBER | 08/2020 | 5-10% |
| KENNEDY, WILLIAM, ROSS | Individual | TOMAH MANAGEMENT, LLC | OWNER | 09/2019 | > 75% |
| RISKBRIDGE PARTNERS, LLC | Domestic Entity | – | MEMBER | 04/2023 | < 5% |
| KENNEDY, WILLIAM, ROSS | Individual | – | CEO, CIO, CCO | 07/2020 | < 5% |
| MCELROY, DAVID, H | Individual | – | MEMBER | 08/2020 | 5-10% |
| ZAFFINO, JONATHAN | Individual | – | MEMBER | 08/2020 | 5-10% |