MOUNT LUCAS INDEX ADVISERS LLC
Adviser information for MOUNT LUCAS INDEX ADVISERS LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $260.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $260.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $260.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-119730 |
|---|---|
| SEC ERA File Number | 801-119730 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310820 |
| Legal Entity Identifier | 54930056IRLQT3KF8069 |
Principal Office
405 SOUTH STATE STREETNEWTOWN
PA
United States
Monday - Friday, 9AM-5PM
Tel: 267-759-3500, Fax: 267-759-3501
Chief Compliance Officer
GREGORY COX
CHIEF FINANCIAL OFFICER
405 SOUTH STATE STREET
NEWTOWN
PA
United States
Tel:
267-759-3514
Fax:
267-759-3501
G**@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COX, GREGORY, J | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 08/2020 | < 5% |
| MOUNT LUCAS MANAGEMENT LP | Domestic Entity | – | MEMBER | 08/2020 | > 75% |
| OKLAHOMA STATE UNIVERSITY FOUNDATION | Domestic Entity | – | MEMBER | 08/2020 | 10-25% |
| MLM LLC | Domestic Entity | MOUNT LUCAS MANAGEMENT LP | GENERAL PARTNER | 01/2011 | |
| RUDDEROW, TIMOTHY, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER OF MANAGING MEMBER | 01/2011 | < 5% |
| MEHLING, JAMES, ALBAN | Individual | – | CONTROLLER OF MANAGING MEMBER | 01/2011 | < 5% |
| PRIOR III, GERALD | Individual | – | CHIEF OPERATING OFFICER OF MANAGING MEMBER | 02/2015 | < 5% |
| ALCALY, ROGER, ELLIS | Individual | MLM LLC | MEMBER OF MLM LLC | 01/2011 | 25-50% |
| RUDDEROW, TIMOTHY, JOHN | Individual | MLM LLC | MEMBER OF MLM LLC | 01/2011 | 25-50% |
| IX, RAYMOND, E | Individual | MLM LLC | MEMBER OF MLM LLC | 01/2011 | 25-50% |
| PRIOR III, GERALD | Individual | MLM LLC | MEMBER OF MLM LLC | 01/2022 | 25-50% |