MOUNT LOGAN MANAGEMENT
MOUNT LOGAN MANAGEMENT LLC Legal Name
Adviser information for MOUNT LOGAN MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $117.4M |
| Business development companies | 1 | $197.1M |
| Pooled investment vehicles | 9 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $616.5M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 14 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119731 |
|---|---|
| SEC ERA File Number | 801-119731 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311161 |
| Legal Entity Identifier | None |
Principal Office
650 MADISON AVE.23RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 212-891-2880, Fax: 212-891-2899
Chief Compliance Officer
DAVID HELD
26 BROADWAY
8TH FLOOR
NEW YORK
NY
United States
Tel:
973-567-5027
D*********@*************M
(Full email address available in API data)
Regulatory Contact
ANDREW DEVINE
40 PORTMAN SQUARE
LONDON
United Kingdom
Tel:
44(0)70094839
A************@*************M
(Full email address available in API data)
Industry Affiliates
| ABILITY INSURANCE COMPANY | Insurance company or agency |
| BC PARTNERS ADVISORS L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BC PARTNERS LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BC PARTNERS SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MOUNT LOGAN CAPITAL, INC. | Other investment adviser, including financial planners |
| MOUNT LOGAN MIDDLE MARKET FUNDING GP II LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OVATION FUND MANAGEMENT II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SIERRA CREST INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CORNHUSKER FUNDING 1A LLC | Securitized Asset Fund | $51.8M | $0.3M | 2 |
| CORNHUSKER FUNDING 1B LLC | Securitized Asset Fund | $51.7M | $0.3M | 2 |
| CORNHUSKER FUNDING 1C LLC | Securitized Asset Fund | $51.6M | $0.3M | 2 |
| MOUNT LOGAN BLUEBIRD FUNDING LP | Private Equity Fund | $16.4M | $0.0M | 1 |
| MOUNT LOGAN FUNDING 2018-1 LP | Securitized Asset Fund | $296.2M | $0.3M | 1 |
| MOUNT LOGAN LAUREL FUNDING LP | Private Equity Fund | $10.8M | $0.0M | 1 |
| MOUNT LOGAN MIDDLE MARKET FUNDING II A LP | Private Equity Fund | $94.3M | $5.0M | 1 |
| MOUNT LOGAN MIDDLE MARKET FUNDING II LP | Private Equity Fund | $243.5M | $5.0M | 5 |
| MOUNT LOGAN MML CLO 2019-1 LP | Securitized Asset Fund | $339.5M | $0.3M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDTHORPE, EDWARD, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2020 | < 5% |
| WANG, HENRY, HAN-WEI | Individual | – | CO-PRESIDENT | 07/2020 | < 5% |
| EDERER, MATTHIAS, L | Individual | – | CO-PRESIDENT | 07/2020 | < 5% |
| HELD, DAVID, ISAAC | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |
| MLC US HOLDINGS LLC | Domestic Entity | – | SOLE MEMBER | 12/2020 | > 75% |
| MOUNT LOGAN CAPITAL INC. | Foreign Entity | MLC US HOLDINGS LLC | SOLE MEMBER | 12/2022 | > 75% |
| ROOS, JASON, T | Individual | – | CHIEF FINANCIAL OFFICER | 04/2021 | < 5% |
| Klassen, Nikita | Individual | – | CHIEF FINANCIAL OFFICER | 04/2024 | < 5% |