CHARTER ADVISORY CORPORATION
FINANCIAL CONSULTANTS & ADVISORY CORPORATION Legal Name
Adviser information for CHARTER ADVISORY CORPORATION last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 15 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 14 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 935 | $267.9M |
| Non-Discretionary | 19 | $51.3M |
| Total | 954 | $319.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 451 | $79.7M |
| HNW Individuals | 222 | $177.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 30 | $59.1M |
| Charitable organizations | <5 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $2.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 267.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STRATEGIC WEALTH MANAGEMENT | CHARTER ADVISORY CORPORATION |
Identifiers
| SEC RIA File Number | 801-119736 |
|---|---|
| SEC ERA File Number | 801-119736 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113390 |
| Legal Entity Identifier | None |
Principal Office
250 E. 96TH STREETSUITE 200
INDIANAPOLIS
IN
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 317-844-7416, Fax: 317-844-7528
Websites
Chief Compliance Officer
MICHAEL J. KELLEY
PRESIDENT
250 E. 96TH STREET
SUITE 200
INDIANAPOLIS
IN
United States
Tel:
317-844-7416
Fax:
317-844-7528
M******@******************M
(Full email address available in API data)
Regulatory Contact
SINA NOWAK
COMPLIANCE OFFICER
8527 YEARLING DRIVE
LAKE WORTH
FL
United States
Tel:
561-293-2430
Fax:
561-855-3573
S*********@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLEY, MICHAEL, JOSEPH | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 05/1982 | > 75% |
| YEARWOOD, DAVID, GEORGE | Individual | – | VP AND SECRETARY | 06/1987 | < 5% |